Cetera Advisors’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$298K	Buy	4,542 +1,118	+33%	+$70K	﹤0.01%	1947
2023 Q4	$215K	Buy	+3,424	New	+$195K	﹤0.01%	1597
2022 Q4	–	Sell	-3,866	Closed	-$208K	–	1638
2022 Q3	$208K	Sell	3,866 -465	-11%	-$27.3K	0.01%	1129
2022 Q2	$235K	Sell	4,331 -75	-2%	-$4.47K	0.01%	1153
2022 Q1	$301K	Hold	4,406	–	–	0.01%	1104
2021 Q4	$329K	Buy	4,406 +558	+15%	+$41.8K	0.01%	1083
2021 Q3	$276K	Sell	3,848 -20	-0.5%	-$1.43K	0.01%	1152
2021 Q2	$283K	Sell	3,868 -1,094	-22%	-$77.4K	0.01%	1076
2021 Q1	$346K	Buy	4,962 +1,272	+34%	+$89.5K	0.01%	894
2020 Q4	$228K	Buy	+3,690	New	+$201K	0.01%	933
2020 Q3	–	Sell	-5,348	Closed	-$227K	–	968
2020 Q2	$227K	Buy	+5,348	New	+$204K	0.01%	801
2020 Q1	–	Sell	-5,478	Closed	-$254K	–	870
2019 Q4	$254K	Sell	5,478 -160	-3%	-$7.21K	0.01%	775
2019 Q3	$246K	Hold	5,638	–	–	0.01%	755
2019 Q2	$261K	Buy	5,638 +734	+15%	+$33.6K	0.01%	754
2019 Q1	$227K	Sell	4,904 -47,826	-91%	-$2.14M	0.01%	733
2018 Q4	$2.11M	Buy	52,730 +25,663	+95%	+$1.15M	0.12%	171
2018 Q3	$1.42M	Buy	+27,067	New	+$1.38M	0.07%	270