Ladenburg Thalmann Financial Services’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$484K	Sell	10,387 -669	-6%	-$30.2K	﹤0.01%	1846
2019 Q3	$484K	Sell	11,056 -1,184	-10%	-$53.9K	﹤0.01%	1796
2019 Q2	$571K	Buy	12,240 +402	+3%	+$18.4K	﹤0.01%	1640
2019 Q1	$547K	Buy	11,838 +3,020	+34%	+$135K	﹤0.01%	1628
2018 Q4	$355K	Buy	8,818 +2,049	+30%	+$91.9K	﹤0.01%	1794
2018 Q3	$354K	Buy	6,769 +4,505	+199%	+$230K	﹤0.01%	1870
2018 Q2	$98K	Hold	2,264	–	–	﹤0.01%	2767
2018 Q1	$98K	Sell	2,264 -1,230	-35%	-$53.4K	﹤0.01%	2767
2017 Q4	$149K	Sell	3,494 -1,261	-27%	-$52.7K	﹤0.01%	2442
2017 Q3	$196K	Sell	4,755 -94	-2%	-$3.65K	﹤0.01%	2123
2017 Q2	$187K	Sell	4,849 -794	-14%	-$29.5K	﹤0.01%	2072
2017 Q1	$206K	Buy	5,643 +342	+6%	+$12.2K	﹤0.01%	1890
2016 Q4	$183K	Buy	5,301 +3	+0.1%	+$101	﹤0.01%	1880
2016 Q3	$179K	Buy	5,298 +1,304	+33%	+$43.2K	﹤0.01%	1826
2016 Q2	$125K	Buy	3,994 +634	+19%	+$19.4K	﹤0.01%	1992
2016 Q1	$101K	Sell	3,360 -220	-6%	-$6.21K	﹤0.01%	2058
2015 Q4	$109K	Buy	3,580 +3,360	+1,527%	+$104K	﹤0.01%	1994
2015 Q3	$6K	Hold	220	–	–	﹤0.01%	3823
2015 Q2	$7K	Hold	220	–	–	﹤0.01%	3881
2015 Q1	$7K	Hold	220	–	–	﹤0.01%	3820
2014 Q4	$7K	Sell	220 -22	-9%	-$630	﹤0.01%	3573
2014 Q3	$7K	Buy	242 +22	+10%	+$636	﹤0.01%	3266
2014 Q2	$7K	Buy	+220	New	+$6.34K	﹤0.01%	3236

Other funds holding FYC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FYC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Small Cap Growth AlphaDEX Fund (FYC) stake by 6.1% in Q4 2019, selling an estimated $30.2K and leaving 10,387 shares worth $484K. The position accounts for ﹤0.01% of the portfolio, ranked #1846.

Ladenburg Thalmann Financial Services first reported a position in FYC in Q2 2014 and has held it in 23 quarters since. The position peaked at $571K in Q2 2019. 68 funds tracked by Wall St. Rank hold FYC as of Q4 2019.

Ladenburg Thalmann Financial Services held 10,387 shares of First Trust Small Cap Growth AlphaDEX Fund worth $484K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 669 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $30.2K.
First Trust Small Cap Growth AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1846 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2014 and has held it in 23 quarters since.
Ladenburg Thalmann Financial Services's First Trust Small Cap Growth AlphaDEX Fund position peaked at $571K in Q2 2019.
68 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.