Optimum Investment Advisors’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-110	Closed	-$6K	–	789
2022 Q3	$6K	Hold	110	–	–	﹤0.01%	631
2022 Q2	$6K	Hold	110	–	–	﹤0.01%	650
2022 Q1	$8K	Hold	110	–	–	﹤0.01%	672
2021 Q4	$8K	Hold	110	–	–	﹤0.01%	694
2021 Q3	$8K	Hold	110	–	–	﹤0.01%	698
2021 Q2	$8K	Hold	110	–	–	﹤0.01%	773
2021 Q1	$8K	Hold	110	–	–	﹤0.01%	783
2020 Q4	$7K	Hold	110	–	–	﹤0.01%	760
2020 Q3	$5K	Hold	110	–	–	﹤0.01%	760
2020 Q2	$5K	Hold	110	–	–	﹤0.01%	751
2020 Q1	$4K	Sell	110 -1,492	-93%	-$63.6K	﹤0.01%	771
2019 Q4	$75K	Sell	1,602 -1,043	-39%	-$47K	0.02%	440
2019 Q3	$116K	Sell	2,645 -1,117	-30%	-$50.8K	0.04%	351
2019 Q2	$175K	Sell	3,762 -4,005	-52%	-$183K	0.06%	286
2019 Q1	$359K	Buy	7,767 +84	+1%	+$3.76K	0.12%	183
2018 Q4	$308K	Sell	7,683 -2,643	-26%	-$119K	0.11%	192
2018 Q3	$540K	Buy	10,326 +889	+9%	+$45.3K	0.15%	160
2018 Q2	$458K	Buy	+9,437	New	+$438K	0.13%	169