USCA RIA’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

USCA RIA’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-19,365	Closed	-$904K	–	435
2019 Q4	$904K	Buy	19,365 +1,878	+11%	+$84.6K	0.08%	256
2019 Q3	$767K	Buy	17,487 +1,357	+8%	+$61.7K	0.08%	258
2019 Q2	$751K	Buy	16,130 +2,493	+18%	+$114K	0.08%	254
2019 Q1	$629K	Buy	13,637 +2,070	+18%	+$92.6K	0.07%	258
2018 Q4	$464K	Buy	11,567 +116	+1%	+$5.2K	0.06%	266
2018 Q3	$599K	Buy	11,451 +482	+4%	+$24.6K	0.06%	291
2018 Q2	$532K	Buy	10,969 +642	+6%	+$29.8K	0.06%	291
2018 Q1	$448K	Buy	10,327 +3,799	+58%	+$165K	0.05%	312
2017 Q4	$278K	Buy	+6,528	New	+$273K	0.03%	368

Other funds holding FYC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return