Advisor Group’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Advisor Group’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.01M	Sell	21,659 -706	-3%	-$31.8K	0.01%	1180
2019 Q3	$980K	Sell	22,365 -5,958	-21%	-$271K	0.01%	1153
2019 Q2	$1.32M	Sell	28,323 -1,770	-6%	-$81K	0.01%	955
2019 Q1	$1.39M	Buy	30,093 +10,031	+50%	+$449K	0.01%	893
2018 Q4	$806K	Sell	20,062 -10,024	-33%	-$450K	0.01%	1076
2018 Q3	$1.57M	Buy	30,086 +9,185	+44%	+$468K	0.02%	746
2018 Q2	$1.01M	Buy	20,901 +15,208	+267%	+$705K	0.01%	856
2018 Q1	$248K	Buy	5,693 +478	+9%	+$20.7K	﹤0.01%	1811
2017 Q4	$222K	Buy	5,215 +1,061	+26%	+$44.3K	﹤0.01%	1905
2017 Q3	$172K	Buy	4,154 +3,305	+389%	+$128K	﹤0.01%	1966
2017 Q2	$33K	Buy	849 +748	+741%	+$27.8K	﹤0.01%	3134
2017 Q1	$3K	Hold	101	–	–	﹤0.01%	4286
2016 Q4	$3K	Buy	101 +62	+159%	+$2.08K	﹤0.01%	4103
2016 Q3	$1K	Sell	39 -197	-83%	-$6.52K	﹤0.01%	4293
2016 Q2	$6K	Buy	+236	New	+$7.21K	﹤0.01%	3702

Other funds holding FYC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisor Group's FYC Position: Q4 2019 in Review

Advisor Group reduced its First Trust Small Cap Growth AlphaDEX Fund (FYC) stake by 3.2% in Q4 2019, selling an estimated $31.8K and leaving 21,659 shares worth $1.01M. The position accounts for 0.01% of the portfolio, ranked #1180.

Advisor Group first reported a position in FYC in Q2 2016 and has held it in 15 quarters since. The position peaked at $1.57M in Q3 2018. 68 funds tracked by Wall St. Rank hold FYC as of Q4 2019.

Advisor Group held 21,659 shares of First Trust Small Cap Growth AlphaDEX Fund worth $1.01M as of Q4 2019.
Advisor Group sold 706 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $31.8K.
First Trust Small Cap Growth AlphaDEX Fund made up 0.01% of Advisor Group's portfolio in Q4 2019, its #1180 holding.
Advisor Group first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.57M in Q3 2018.
68 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.