B. Riley Wealth Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-21,376	Closed	-$1.12M	–	370
2018 Q3	$1.12M	Buy	+21,376	New	+$1.12M	0.27%	87