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B. Riley Wealth Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

B. Riley Wealth Management’s Portfolio FYC Stock Details FYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-21,376
Closed -$1.12M – 370
2018
Q3 		$1.12M Buy
+21,376
New +$1.09M 0.27% 87

Other funds holding FYC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Management's FYC Position: Q4 2018 in Review

B. Riley Wealth Management sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2018, closing a stake of 21,376 shares — an estimated $1.12M sold.

B. Riley Wealth Management first reported a position in FYC in Q3 2018 and held it in 1 quarter. The position peaked at $1.12M in Q3 2018. 70 funds tracked by Wall St. Rank hold FYC as of Q4 2018.

  • B. Riley Wealth Management reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
  • B. Riley Wealth Management sold 21,376 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2018, an estimated $1.12M.
  • B. Riley Wealth Management first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2018 and held it in 1 quarter.
  • B. Riley Wealth Management's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.12M in Q3 2018.
  • 70 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2018.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.