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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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56 hedge funds and large institutions have $96.9M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $90.3M → $96.9M (+$6.59M)

1.59% more ownership

Funds ownership: 16.5% → 18.08% (+1.6%)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

2% less funds holding

Funds holding: 57 → 56 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
56
Holders Change
-1
Holders Change %
-1.75%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PPA
Parametric Portfolio Associates
Washington
+$7.9M
2
KIM
Karpus Investment Management
New York
+$3.55M
3
Invesco
Invesco
Georgia
+$985K
4
CWM
Concert Wealth Management
California
+$922K
5
WAM
Wolverine Asset Management
Illinois
+$786K

Top Sellers

Rank Fund Capital Flow
1
CRC
Curi RMB Capital
Illinois
-$1.37M
2
SFS
Shaker Financial Services
Virginia
-$1.18M
3
VKH
Virtu KCG Holdings
New York
-$1.05M
4
GC
Guggenheim Capital
Illinois
-$1.01M
5
DA
Doliver Advisors
Texas
-$772K
Name Holding Trade Value Shares
Change 		Change in
Stake
ICAS
26
Investors Capital Advisory Services
Massachusetts
$532K – – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$443K -$111K -7,278 -20%
OC
28
Oppenheimer & Co
New York
$407K -$15.2K -1,000 -4%
KeyBank National Association
29
KeyBank National Association
Ohio
$389K +$77.2K +5,086 +24%
JMPWA
30
JP Morgan Private Wealth Advisors
California
$382K +$83.5K +5,500 +27%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$325K +$201K +13,264 +154%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$305K -$85.6K -5,634 -22%
Ameriprise
33
Ameriprise
Minnesota
$234K +$83.8K +5,520 +54%
FAAS
34
First Allied Advisory Services
California
$221K +$61.2K +4,028 +37%
LCM
35
Landscape Capital Management
New Jersey
$215K +$220K +14,506 New
HFS
36
HL Financial Services
Kentucky
$193K – – –
AIG
37
American International Group
New York
$182K -$72.8K -4,795 -28%
Goldman Sachs
38
Goldman Sachs
New York
$180K +$5.54K +365 +3%
MFS
39
MSI Financial Services
Massachusetts
$179K +$9.25K +609 +5%
NPC
40
National Planning Corporation
California
$173K +$61 +4 +0%
Creative Planning
41
Creative Planning
Kansas
$168K +$47.8K +3,145 +38%
PA
42
Pinnacle Associates
New York
$162K -$12.2K -800 -7%
SFS
43
Shaker Financial Services
Virginia
$148K -$1.18M -77,594 -89%
NFG
44
Next Financial Group
Texas
$124K +$109K +7,191 +595%
Citigroup
45
Citigroup
New York
$58K -$13.5K -886 -18%
RWM
46
Rezny Wealth Management
Florida
$57K +$58.9K +3,879 New
SNT
47
Security National Trust
West Virginia
$44K – – –
US Bancorp
48
US Bancorp
Minnesota
$32K +$32.9K +2,165 New
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$29K – – –
AA
50
Apriem Advisors
California
$19K -$22.8K -1,500 -54%
1
2
3

DIAX Hedge Fund Activity: Q2 2015 in Review

56 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2015, worth a combined $96.9M — up 7.3% from $90.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DIAX and 6 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 19 added.

The largest buyer was Parametric Portfolio Associates, adding an estimated $7.9M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $1.37M sold.

  • 56 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2015, down from 57 in Q1 2015.
  • Funds reported $96.9M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2015, up 7.3% quarter-over-quarter.
  • 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2015 and 7 closed out, a net change of -1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2015 was Parametric Portfolio Associates, an estimated $7.9M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2015 was Curi RMB Capital, an estimated $1.37M sold.

Based on aggregated 13F filings for Q2 2015.