NPC
DIAX

National Planning Corporation’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

National Planning Corporation’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-11,861
Closed -$173K – 631
2015
Q2 		$173K Buy
11,861
+4
+0% +$61 0.02% 597
2015
Q1 		$180K Sell
11,857
-2,544
-18% -$39.3K 0.02% 599
2014
Q4 		$222K Buy
+14,401
New +$232K 0.02% 629

Other funds holding DIAX

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

National Planning Corporation's DIAX Position: Q3 2015 in Review

National Planning Corporation sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2015, closing a stake of 11,861 shares — an estimated $173K sold.

National Planning Corporation first reported a position in DIAX in Q4 2014 and held it in 3 quarters. The position peaked at $222K in Q4 2014. 62 funds tracked by Wall St. Rank hold DIAX as of Q3 2015.

  • National Planning Corporation reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2015 after selling out during the quarter.
  • National Planning Corporation sold 11,861 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2015, an estimated $173K.
  • National Planning Corporation first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 3 quarters.
  • National Planning Corporation's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $222K in Q4 2014.
  • 62 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2015.

Based on National Planning Corporation's 13F filing for Q3 2015, filed 12 Nov 2015.