AA
DIAX

Apriem Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Apriem Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-600
Closed -$8K – 596
2016
Q1 		$8K Hold
600
– – ﹤0.01% 394
2015
Q4 		$9K Hold
600
– – ﹤0.01% 384
2015
Q3 		$8K Sell
600
-667
-53% -$9.56K ﹤0.01% 373
2015
Q2 		$19K Sell
1,267
-1,500
-54% -$22.8K 0.01% 335
2015
Q1 		$42K Hold
2,767
– – 0.01% 219
2014
Q4 		$43K Buy
+2,767
New +$44.6K 0.02% 204

Other funds holding DIAX

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Apriem Advisors's DIAX Position: Q2 2016 in Review

Apriem Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2016, closing a stake of 600 shares — an estimated $8K sold.

Apriem Advisors first reported a position in DIAX in Q4 2014 and held it in 6 quarters. The position peaked at $43K in Q4 2014. 53 funds tracked by Wall St. Rank hold DIAX as of Q2 2016.

  • Apriem Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2016 after selling out during the quarter.
  • Apriem Advisors sold 600 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2016, an estimated $8K.
  • Apriem Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 6 quarters.
  • Apriem Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $43K in Q4 2014.
  • 53 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2016.

Based on Apriem Advisors's 13F filing for Q2 2016, filed 12 Aug 2016.