MSI Financial Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

MSI Financial Services’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$178K	Sell	11,832 -1,549	-12%	-$22.5K	0.01%	1146
2016 Q3	$193K	Sell	13,381 -756	-5%	-$11.1K	0.01%	1079
2016 Q2	$205K	Buy	14,137 +1,981	+16%	+$28.1K	0.01%	1015
2016 Q1	$172K	Sell	12,156 -4,926	-29%	-$66.1K	0.01%	1063
2015 Q4	$245K	Buy	17,082 +4,949	+41%	+$70.5K	0.01%	835
2015 Q3	$164K	Buy	12,133 +79	+0.7%	+$1.13K	0.01%	711
2015 Q2	$179K	Buy	12,054 +609	+5%	+$9.25K	0.01%	755
2015 Q1	$174K	Buy	11,445 +2,742	+32%	+$42.3K	0.01%	789
2014 Q4	$134K	Buy	+8,703	New	+$140K	0.01%	703

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

MSI Financial Services's DIAX Position: Q4 2016 in Review

MSI Financial Services reduced its Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) stake by 12% in Q4 2016, selling an estimated $22.5K and leaving 11,832 shares worth $178K. The position accounts for 0.01% of the portfolio, ranked #1146.

MSI Financial Services first reported a position in DIAX in Q4 2014 and has held it in 9 quarters since. The position peaked at $245K in Q4 2015. 59 funds tracked by Wall St. Rank hold DIAX as of Q4 2016.

MSI Financial Services held 11,832 shares of Nuveen Dow 30SM Dynamic Overwrite Fund worth $178K as of Q4 2016.
MSI Financial Services sold 1,549 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2016, an estimated $22.5K.
Nuveen Dow 30SM Dynamic Overwrite Fund made up 0.01% of MSI Financial Services's portfolio in Q4 2016, its #1146 holding.
MSI Financial Services first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and has held it in 9 quarters since.
MSI Financial Services's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $245K in Q4 2015.
59 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2016.

Based on MSI Financial Services's 13F filing for Q4 2016, filed 13 Jan 2017.