Next Financial Group’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Next Financial Group’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$10K	Hold	570	–	–	﹤0.01%	2172
2021 Q3	$10K	Hold	570	–	–	﹤0.01%	2018
2021 Q2	$10K	Hold	570	–	–	﹤0.01%	1979
2021 Q1	$9K	Sell	570 -500	-47%	-$7.68K	﹤0.01%	1906
2020 Q4	$16K	Hold	1,070	–	–	﹤0.01%	1624
2020 Q3	$14K	Buy	+1,070	New	+$14.8K	﹤0.01%	1521
2020 Q2	–	Sell	-1,070	Closed	-$13K	–	889
2020 Q1	$13K	Hold	1,070	–	–	﹤0.01%	1424
2019 Q4	$19K	Buy	1,070 +570	+114%	+$10.1K	﹤0.01%	1536
2019 Q3	$9K	Hold	500	–	–	﹤0.01%	1732
2019 Q2	$9K	Buy	+500	New	+$8.82K	﹤0.01%	1713
2019 Q1	–	Sell	-1,282	Closed	-$21K	–	1715
2018 Q4	$21K	Sell	1,282 -343	-21%	-$6.13K	﹤0.01%	1068
2018 Q3	$32K	Buy	+1,625	New	+$31.2K	0.01%	643
2017 Q1	–	Sell	-500	Closed	-$8K	–	1956
2016 Q4	$8K	Hold	500	–	–	﹤0.01%	1727
2016 Q3	$7K	Sell	500 -469	-48%	-$6.87K	﹤0.01%	1798
2016 Q2	$14K	Sell	969 -3,130	-76%	-$44.4K	﹤0.01%	1085
2016 Q1	$57K	Sell	4,099 -1,545	-27%	-$20.7K	0.02%	586
2015 Q4	$81K	Sell	5,644 -856	-13%	-$12.2K	0.03%	490
2015 Q3	$87K	Sell	6,500 -1,900	-23%	-$27.2K	0.03%	468
2015 Q2	$124K	Buy	8,400 +7,191	+595%	+$109K	0.04%	409
2015 Q1	$18K	Hold	1,209	–	–	0.01%	1028
2014 Q4	$19K	Buy	+1,209	New	+$19.5K	0.01%	994

Other funds holding DIAX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Next Financial Group's DIAX Position: Q4 2021 in Review

Next Financial Group held its Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) position steady in Q4 2021 at 570 shares worth $10K. The position accounts for ﹤0.01% of the portfolio, ranked #2172.

Next Financial Group first reported a position in DIAX in Q4 2014 and has held it in 21 quarters since. The position peaked at $124K in Q2 2015. 77 funds tracked by Wall St. Rank hold DIAX as of Q4 2021.

Next Financial Group held 570 shares of Nuveen Dow 30SM Dynamic Overwrite Fund worth $10K as of Q4 2021.
Next Financial Group left its Nuveen Dow 30SM Dynamic Overwrite Fund share count unchanged in Q4 2021.
Nuveen Dow 30SM Dynamic Overwrite Fund made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #2172 holding.
Next Financial Group first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and has held it in 21 quarters since.
Next Financial Group's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $124K in Q2 2015.
77 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.