HL Financial Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

HL Financial Services’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-13,000	Closed	-$187K	–	656
2015 Q4	$187K	Hold	13,000	–	–	﹤0.01%	621
2015 Q3	$175K	Hold	13,000	–	–	﹤0.01%	611
2015 Q2	$193K	Hold	13,000	–	–	0.01%	644
2015 Q1	$197K	Hold	13,000	–	–	0.01%	662
2014 Q4	$200K	Buy	+13,000	New	+$209K	0.01%	648

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HL Financial Services's DIAX Position: Q1 2016 in Review

HL Financial Services sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2016, closing a stake of 13,000 shares — an estimated $187K sold.

HL Financial Services first reported a position in DIAX in Q4 2014 and held it in 5 quarters. The position peaked at $200K in Q4 2014. 54 funds tracked by Wall St. Rank hold DIAX as of Q1 2016.

HL Financial Services reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2016 after selling out during the quarter.
HL Financial Services sold 13,000 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2016, an estimated $187K.
HL Financial Services first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 5 quarters.
HL Financial Services's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $200K in Q4 2014.
54 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2016.

Based on HL Financial Services's 13F filing for Q1 2016, filed 26 Apr 2016.