Goldman Sachs
DIAX

Goldman Sachs’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Goldman Sachs’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-17,582
Closed -$248K – 7052
2016
Q1 		$248K Buy
17,582
+1,985
+13% +$26.6K ﹤0.01% 5424
2015
Q4 		$224K Sell
15,597
-5,403
-26% -$77K ﹤0.01% 5608
2015
Q3 		$283K Buy
21,000
+8,905
+74% +$128K ﹤0.01% 5666
2015
Q2 		$180K Buy
12,095
+365
+3% +$5.54K ﹤0.01% 6227
2015
Q1 		$178K Buy
+11,730
New +$181K ﹤0.01% 6099

Other funds holding DIAX

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Goldman Sachs's DIAX Position: Q2 2016 in Review

Goldman Sachs sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2016, closing a stake of 17,582 shares — an estimated $248K sold.

Goldman Sachs first reported a position in DIAX in Q1 2015 and held it in 5 quarters. The position peaked at $283K in Q3 2015. 53 funds tracked by Wall St. Rank hold DIAX as of Q2 2016.

  • Goldman Sachs reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2016 after selling out during the quarter.
  • Goldman Sachs sold 17,582 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2016, an estimated $248K.
  • Goldman Sachs first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2015 and held it in 5 quarters.
  • Goldman Sachs's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $283K in Q3 2015.
  • 53 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2016.

Based on Goldman Sachs's 13F filing for Q2 2016, filed 15 Aug 2016.