Creative Planning’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Creative Planning’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-13,148	Closed	-$223K	–	1928
2017 Q3	$223K	Buy	13,148 +1,984	+18%	+$33.1K	﹤0.01%	1520
2017 Q2	$184K	Sell	11,164 -864	-7%	-$14K	﹤0.01%	1567
2017 Q1	$188K	Buy	12,028 +78	+0.7%	+$1.22K	﹤0.01%	1531
2016 Q4	$179K	Sell	11,950 -300	-2%	-$4.36K	﹤0.01%	1462
2016 Q3	$177K	Buy	12,250 +6,169	+101%	+$90.3K	﹤0.01%	1464
2016 Q2	$88K	Buy	6,081 +300	+5%	+$4.25K	﹤0.01%	1750
2016 Q1	$82K	Sell	5,781 -4,206	-42%	-$56.4K	﹤0.01%	1748
2015 Q4	$143K	Sell	9,987 -1,347	-12%	-$19.2K	﹤0.01%	1418
2015 Q3	$153K	Hold	11,334	–	–	﹤0.01%	1338
2015 Q2	$168K	Buy	11,334 +3,145	+38%	+$47.8K	﹤0.01%	907
2015 Q1	$124K	Hold	8,189	–	–	﹤0.01%	1455
2014 Q4	$126K	Buy	+8,189	New	+$132K	﹤0.01%	1417

Other funds holding DIAX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Creative Planning's DIAX Position: Q4 2017 in Review

Creative Planning sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2017, closing a stake of 13,148 shares — an estimated $223K sold.

Creative Planning first reported a position in DIAX in Q4 2014 and held it in 12 quarters. The position peaked at $223K in Q3 2017. 74 funds tracked by Wall St. Rank hold DIAX as of Q4 2017.

Creative Planning reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2017 after selling out during the quarter.
Creative Planning sold 13,148 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2017, an estimated $223K.
Creative Planning first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 12 quarters.
Creative Planning's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $223K in Q3 2017.
74 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2017.

Based on Creative Planning's 13F filing for Q4 2017, filed 17 Jan 2018.