First Allied Advisory Services’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

First Allied Advisory Services’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,334	Closed	-$222K	–	1028
2015 Q4	$222K	Buy	15,334 +1,813	+13%	+$25.8K	0.01%	915
2015 Q3	$183K	Sell	13,521 -1,529	-10%	-$21.9K	0.01%	935
2015 Q2	$221K	Buy	15,050 +4,028	+37%	+$61.2K	0.01%	968
2015 Q1	$168K	Buy	+11,022	New	+$170K	0.01%	986

Other funds holding DIAX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Allied Advisory Services's DIAX Position: Q1 2016 in Review

First Allied Advisory Services sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2016, closing a stake of 15,334 shares — an estimated $222K sold.

First Allied Advisory Services first reported a position in DIAX in Q1 2015 and held it in 4 quarters. The position peaked at $222K in Q4 2015. 54 funds tracked by Wall St. Rank hold DIAX as of Q1 2016.

First Allied Advisory Services reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2016 after selling out during the quarter.
First Allied Advisory Services sold 15,334 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2016, an estimated $222K.
First Allied Advisory Services first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2015 and held it in 4 quarters.
First Allied Advisory Services's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $222K in Q4 2015.
54 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2016.

Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.