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SWZ

Swiss Helvetia Fund

50 hedge funds and large institutions have $180M invested in Swiss Helvetia Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 28 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $187M → $180M (-$6.97M)

1.32% less ownership

Funds ownership: 57.3%55.98% (-1.3%)

9% less funds holding

Funds holding: 5550 (-5)

42% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 12

86% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 28

Holders
50
Holders Change
-5
Holders Change %
-9.09%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
4
Reduced
28
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$296K -$43.3K -3,551 -13%
GC
27
Guggenheim Capital
Illinois
$281K -$240K -19,681 -47%
RJA
28
Raymond James & Associates
Florida
$198K -$120K -9,845 -39%
AA
29
Ancora Advisors
Ohio
$197K -$296K -24,259 -61%
DA
30
Doliver Advisors
Texas
$191K +$183K +15,008 New
SSWM
31
Smith Salley Wealth Management
North Carolina
$176K -$33.1K -2,716 -16%
AGM
32
Alpine Global Management
New York
$162K +$155K +12,756 New
AGU
33
Alpine Group USVI
U.S. Virgin Islands
$162K +$155K +12,756 New
UBS Group
34
UBS Group
Switzerland
$149K -$15.3K -1,255 -10%
SCM
35
SOL Capital Management
Maryland
$143K
FNBT
36
FineMark National Bank & Trust
Florida
$127K
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$76K -$221K -18,101 -75%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$49K +$47K +3,856 New
ST
39
Smithfield Trust
Pennsylvania
$35K
TJHA
40
Thomas J. Herzfeld Advisors
Florida
$25K -$4.46K -366 -16%
JP Morgan Chase
41
JP Morgan Chase
New York
$22K
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.3K
Barclays
43
Barclays
United Kingdom
$13K
NSIM
44
North Star Investment Management
Illinois
$13K
Creative Planning
45
Creative Planning
Kansas
$10K -$3.69K -303 -28%
TF
46
Tompkins Financial
New York
$6K
QAM
47
QCI Asset Management
New York
$6K +$5.43K +446 New
US Bancorp
48
US Bancorp
Minnesota
$4K -$670 -55 -16%
TRCT
49
Tower Research Capital (TRC)
New York
$3K -$20.2K -1,660 -89%
BC
50
Bartlett & Co
Ohio
$3K -$487 -40 -16%

SWZ Hedge Fund Activity: Q2 2017 in Review

50 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2017, worth a combined $180M — down 3.7% from $187M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SWZ and 7 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 4 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $4.6M. The largest seller was 1607 Capital Partners, cutting an estimated $7.51M.

  • 50 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2017, down from 55 in Q1 2017.
  • Funds reported $180M of Swiss Helvetia Fund stock for Q2 2017, down 3.7% quarter-over-quarter.
  • 7 funds opened new Swiss Helvetia Fund positions in Q2 2017 and 12 closed out, a net change of -5 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2017 was Rivernorth Capital Management, an estimated $4.6M added.
  • The largest Swiss Helvetia Fund seller in Q2 2017 was 1607 Capital Partners, an estimated $7.51M sold.

Based on aggregated 13F filings for Q2 2017.