SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

50 hedge funds and large institutions have $180M invested in Swiss Helvetia Fund in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 28 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
-5
Holders Change %
-9.09%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
4
Reduced
28
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$6.34M
2
WAM
Wolverine Asset Management
Illinois
$602K
3
COLIM
City of London Investment Management
United Kingdom
$429K
4
CA
Cornerstone Advisors
North Carolina
$490K
5
DA
Doliver Advisors
Texas
$191K

Top Sellers

1
1CP
1607 Capital Partners
Virginia
$41.1M
2
Lazard Asset Management
Lazard Asset Management
New York
$31.1M
3
Wells Fargo
Wells Fargo
California
$42M
4
KIM
Karpus Investment Management
New York
$14.4M
5
BI
Bulldog Investors
New Jersey
$24.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
26
Morgan Stanley
New York
$296K -$45K -3,551 -13%
GC
27
Guggenheim Capital
Illinois
$281K -$250K -19,681 -47%
RJA
28
Raymond James & Associates
Florida
$198K -$125K -9,845 -39%
AA
29
Ancora Advisors
Ohio
$197K -$309K -24,259 -61%
DA
30
Doliver Advisors
Texas
$191K +$191K +15,008 New
SSWM
31
Smith Salley Wealth Management
North Carolina
$176K -$34.6K -2,716 -16%
AGU
32
Alpine Group USVI
U.S. Virgin Islands
$162K +$162K +12,756 New
AGM
33
Alpine Global Management
New York
$162K +$162K +12,756 New
UBS Group
34
UBS Group
Switzerland
$149K -$16K -1,255 -10%
SCM
35
SOL Capital Management
Maryland
$143K – – –
FNBT
36
FineMark National Bank & Trust
Florida
$127K – – –
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$76K -$230K -18,101 -75%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$49K +$49K +3,856 New
ST
39
Smithfield Trust
Pennsylvania
$35K – – –
TJHA
40
Thomas J. Herzfeld Advisors
Florida
$25K -$4.69K -366 -16%
JPMorgan Chase & Co
41
JPMorgan Chase & Co
New York
$22K – – –
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.3K – – –
Barclays
43
Barclays
United Kingdom
$13K – – –
NSIM
44
North Star Investment Management
Illinois
$13K – – –
Creative Planning
45
Creative Planning
Kansas
$10K -$3.91K -303 -28%
TF
46
Tompkins Financial
New York
$6K – – –
QAM
47
QCI Asset Management
New York
$6K +$6K +446 New
US Bancorp
48
US Bancorp
Minnesota
$4K -$746 -55 -16%
TRCT
49
Tower Research Capital (TRC)
New York
$3K -$25.3K -1,660 -89%
BC
50
Bartlett & Co
Ohio
$3K -$571 -40 -16%
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