Tompkins Financial’s Swiss Helvetia Fund SWZ Stock Holding History

Tompkins Financial’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-650	Closed	-$4K	–	425
2018 Q4	$4K	Sell	650 -50	-7%	-$376	﹤0.01%	376
2018 Q3	$6K	Hold	700	–	–	﹤0.01%	379
2018 Q2	$9K	Buy	700 +200	+40%	+$2.46K	﹤0.01%	374
2018 Q1	$6K	Hold	500	–	–	﹤0.01%	383
2017 Q4	$6K	Hold	500	–	–	﹤0.01%	343
2017 Q3	$6K	Hold	500	–	–	﹤0.01%	357
2017 Q2	$6K	Hold	500	–	–	﹤0.01%	338
2017 Q1	$6K	Hold	500	–	–	﹤0.01%	330
2016 Q4	$5K	Hold	500	–	–	﹤0.01%	343
2016 Q3	$5K	Hold	500	–	–	﹤0.01%	345
2016 Q2	$5K	Hold	500	–	–	﹤0.01%	447
2016 Q1	$5K	Buy	+500	New	+$4.95K	﹤0.01%	439
2014 Q3	–	Sell	-300	Closed	-$4K	–	514
2014 Q2	$4K	Hold	300	–	–	﹤0.01%	462
2014 Q1	$4K	Hold	300	–	–	﹤0.01%	453
2013 Q4	$4K	Hold	300	–	–	﹤0.01%	478
2013 Q3	$4K	Hold	300	–	–	﹤0.01%	433
2013 Q2	$4K	Buy	+300	New	+$3.75K	﹤0.01%	432

Other funds holding SWZ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

UCI

Uncommon Cents Investing Janesville, Wisconsin $461M AUM 32.58% 1-Year Est. Return

Tompkins Financial's SWZ Position: Q1 2019 in Review

Tompkins Financial sold out of Swiss Helvetia Fund (SWZ) in Q1 2019, closing a stake of 650 shares — an estimated $4K sold.

Tompkins Financial first reported a position in SWZ in Q2 2013 and held it in 17 quarters. The position peaked at $9K in Q2 2018. 34 funds tracked by Wall St. Rank hold SWZ as of Q1 2019.

Tompkins Financial reported no remaining Swiss Helvetia Fund position as of Q1 2019 after selling out during the quarter.
Tompkins Financial sold 650 Swiss Helvetia Fund shares in Q1 2019, an estimated $4K.
Tompkins Financial first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 17 quarters.
Tompkins Financial's Swiss Helvetia Fund position peaked at $9K in Q2 2018.
34 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q1 2019.

Based on Tompkins Financial's 13F filing for Q1 2019, filed 17 Apr 2019.