SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

56 hedge funds and large institutions have $165M invested in Swiss Helvetia Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-3
Holders Change %
-5.08%
% of All Funds
1.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
23
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$10.5M
2
Citigroup
2
Citigroup
New York
$1.41M
3
GH
3
GAM Holding
Switzerland
$985K
4
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$658K
5
1CP
5
1607 Capital Partners
Virginia
$39.5M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$33.3M
2
ICM
2
Ionic Capital Management
New York
$0
3
SRC
3
Shufro Rose & Co
New York
$258K
4
TC
4
TFS Capital
Pennsylvania
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$803K
Name Holding Trade Value Shares
Change 		Shares
Change %
MIC
26
Meridian Investment Counsel
California
$310K – – –
BBHC
27
Brown Brothers Harriman & Co
New York
$258K – – –
SRC
28
Shufro Rose & Co
New York
$258K -$254K – –
AA
29
Ancora Advisors
Ohio
$183K +$2.95K +286 +2%
CT
30
CMT Trading
Illinois
$174K +$6.46K +625 +4%
SSWM
31
Smith Salley Wealth Management
North Carolina
$167K +$2.95K +284 +2%
RJA
32
Raymond James & Associates
Florida
$165K +$10.3K +1,000 +7%
TAM
33
Tocqueville Asset Management
New York
$161K – – –
LPL Financial
34
LPL Financial
California
$158K +$9.63K +961 +6%
UBS Group
35
UBS Group
Switzerland
$152K +$14.6K +1,409 +11%
Geode Capital Management
36
Geode Capital Management
Massachusetts
$141K – – –
SCM
37
SOL Capital Management
Maryland
$123K -$5.9K -572 -5%
WSFS
38
Wilmington Savings Fund Society
Delaware
$122K – – –
Truist Financial
39
Truist Financial
North Carolina
$113K – – –
Bank of New York Mellon
40
Bank of New York Mellon
New York
$109K +$109K +10,514 New
KLI
41
Kelman-Lazarov Inc
Tennessee
$107K – – –
RJFSA
42
Raymond James Financial Services Advisors
Florida
$107K +$107K +10,307 New
FNBT
43
FineMark National Bank & Trust
Florida
$104K – – –
ARMT
44
Amica Retiree Medical Trust
Rhode Island
$50K – – –
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$37K -$13.1K -1,242 -26%
ST
46
Smithfield Trust
Pennsylvania
$29K +$29K +2,780 New
TRCT
47
Tower Research Capital (TRC)
New York
$25K +$17.6K +1,669 +237%
TJHA
48
Thomas J. Herzfeld Advisors
Florida
$24K – – –
JPMorgan Chase & Co
49
JPMorgan Chase & Co
New York
$18K – – –
MA
50
MUFG Americas
New York
$16K – – –
1
2
3