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Hercules Capital
HTGC

Overview Fund Activity

171 hedge funds and large institutions have $391M invested in Hercules Capital in 2018 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 69 increasing their positions, 48 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
171
Holders Change
-10
Holders Change %
-5.52%
% of All Funds
3.82%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
28
Increased
69
Reduced
48
Closed
37
Calls
$122K
Puts
$705K
Net Calls
-$583K
Net Calls Change
+$51K

Top Buyers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$17.7M
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$23.2M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$8.1M
4
AM
4
Ares Management
California
$19.1M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.63M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
UBS Group
2
UBS Group
Switzerland
$21.2M
3
NC
3
Northpointe Capital
Michigan
$5.33M
4
RJA
4
Raymond James & Associates
Florida
$1.04M
5
AllianceBernstein
5
AllianceBernstein
Tennessee
$4.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
State Street
176
State Street
Massachusetts
– -$298K -22,683 Closed
Arrowstreet Capital
177
Arrowstreet Capital
Massachusetts
– -$292K -22,200 Closed
BWP
178
BSW Wealth Partners
Colorado
– -$246K -18,697 Closed
EGA
179
Eagle Global Advisors
Texas
– -$242K -18,370 Closed
AIMCA
180
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$211K -16,009 Closed
BC
181
Brinker Capital
Pennsylvania
– -$205K -15,546 Closed
Lido Advisors
182
Lido Advisors
California
– -$200K -15,222 Closed
FCM
183
FJ Capital Management
Virginia
– -$192K -14,600 Closed
JPMPWA
184
J.P. Morgan Private Wealth Advisors
California
– -$157K -11,919 Closed
MML Investors Services
185
MML Investors Services
Massachusetts
– -$157K -11,904 Closed
SWP
186
Stratos Wealth Partners
Ohio
– -$151K -11,475 Closed
BSG
187
Black Swift Group
Colorado
– -$99K -7,500 Closed
ST
188
Smithfield Trust
Pennsylvania
– -$93K -7,054 Closed
Barclays
189
Barclays
United Kingdom
– -$69K -5,294 Closed
CPIG
190
Chicago Partners Investment Group
Illinois
– -$60K -4,896 Closed
CG
191
Cutler Group
California
– -$52K -4,000 Closed
QT
192
Quantbot Technologies
New York
– -$30K -2,300 Closed
CAC
193
Certified Advisory Corp
Florida
– -$26K -2,000 Closed
GP
194
Girard Partners
Pennsylvania
– -$23K -1,800 Closed
Ameriprise
195
Ameriprise
Minnesota
– -$22K -1,660 Closed
AA
196
Ancora Advisors
Ohio
– -$17K -1,339 Closed
SFM
197
Signet Financial Management
New Jersey
– -$13K -1,000 Closed
PCP
198
Proficio Capital Partners
Massachusetts
– -$13K -988 Closed
SIAP
199
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
– -$8K -627 Closed
LA
200
Legacy Advisors
Pennsylvania
– -$7K -561 Closed
5 6 7
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