Legacy Advisors’s Hercules Capital HTGC Stock Holding History

Legacy Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-561	Closed	-$7K	–	233
2018 Q3	$7K	Buy	+561	New	+$7.48K	﹤0.01%	385

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Legacy Advisors's HTGC Position: Q4 2018 in Review

Legacy Advisors sold out of Hercules Capital (HTGC) in Q4 2018, closing a stake of 561 shares — an estimated $7K sold.

Legacy Advisors first reported a position in HTGC in Q3 2018 and held it in 1 quarter. The position peaked at $7K in Q3 2018. 171 funds tracked by Wall St. Rank hold HTGC as of Q4 2018.

Legacy Advisors reported no remaining Hercules Capital position as of Q4 2018 after selling out during the quarter.
Legacy Advisors sold 561 Hercules Capital shares in Q4 2018, an estimated $7K.
Legacy Advisors first reported a position in Hercules Capital in Q3 2018 and held it in 1 quarter.
Legacy Advisors's Hercules Capital position peaked at $7K in Q3 2018.
171 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2018.

Based on Legacy Advisors's 13F filing for Q4 2018, filed 14 Jan 2019.