Smithfield Trust’s Hercules Capital HTGC Stock Holding History

Smithfield Trust’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-4,895	Closed	-$69K	–	974
2019 Q4	$69K	Hold	4,895	–	–	0.01%	458
2019 Q3	$65K	Hold	4,895	–	–	0.01%	475
2019 Q2	$63K	Sell	4,895 -2,039	-29%	-$26.4K	0.01%	484
2019 Q1	$88K	Buy	+6,934	New	+$88.3K	0.01%	414
2018 Q4	–	Sell	-7,054	Closed	-$93K	–	954
2018 Q3	$93K	Hold	7,054	–	–	0.01%	419
2018 Q2	$89K	Buy	+7,054	New	+$87.2K	0.01%	422
2015 Q4	–	Sell	-429	Closed	-$4K	–	843
2015 Q3	$4K	Hold	429	–	–	﹤0.01%	741
2015 Q2	$5K	Hold	429	–	–	﹤0.01%	746
2015 Q1	$6K	Hold	429	–	–	﹤0.01%	724
2014 Q4	$6K	Hold	429	–	–	﹤0.01%	719
2014 Q3	$6K	Hold	429	–	–	﹤0.01%	748
2014 Q2	$7K	Hold	429	–	–	﹤0.01%	747
2014 Q1	$6K	Hold	429	–	–	﹤0.01%	741
2013 Q4	$7K	Buy	+429	New	+$6.92K	﹤0.01%	727

Other funds holding HTGC

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Smithfield Trust's HTGC Position: Q1 2020 in Review

Smithfield Trust sold out of Hercules Capital (HTGC) in Q1 2020, closing a stake of 4,895 shares — an estimated $69K sold.

Smithfield Trust first reported a position in HTGC in Q4 2013 and held it in 14 quarters. The position peaked at $93K in Q3 2018. 199 funds tracked by Wall St. Rank hold HTGC as of Q1 2020.

Smithfield Trust reported no remaining Hercules Capital position as of Q1 2020 after selling out during the quarter.
Smithfield Trust sold 4,895 Hercules Capital shares in Q1 2020, an estimated $69K.
Smithfield Trust first reported a position in Hercules Capital in Q4 2013 and held it in 14 quarters.
Smithfield Trust's Hercules Capital position peaked at $93K in Q3 2018.
199 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2020.

Based on Smithfield Trust's 13F filing for Q1 2020, filed 5 May 2020.