Sterling Investment Advisors (Pennsylvania)’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-64,500	Closed	-$853K	–	140
2022 Q4	$853K	Buy	64,500 +3,500	+6%	+$47.6K	0.31%	84
2022 Q3	$706K	Hold	61,000	–	–	0.26%	88
2022 Q2	$823K	Buy	61,000 +5,700	+10%	+$89K	0.28%	83
2022 Q1	$999K	Buy	55,300 +7,400	+15%	+$130K	0.28%	87
2021 Q4	$795K	Hold	47,900	–	–	0.22%	96
2021 Q3	$796K	Hold	47,900	–	–	0.24%	94
2021 Q2	$817K	Hold	47,900	–	–	0.24%	99
2021 Q1	$768K	Buy	47,900 +3,000	+7%	+$46.5K	0.25%	94
2020 Q4	$647K	Buy	44,900 +5,600	+14%	+$71.3K	0.22%	92
2020 Q3	$455K	Hold	39,300	–	–	0.18%	97
2020 Q2	$411K	Buy	39,300 +500	+1%	+$5.08K	0.17%	95
2020 Q1	$296K	Buy	+38,800	New	+$507K	0.16%	91
2018 Q4	–	Sell	-627	Closed	-$8K	–	412
2018 Q3	$8K	Hold	627	–	–	﹤0.01%	369
2018 Q2	$7K	Hold	627	–	–	﹤0.01%	341
2018 Q1	$8K	Hold	627	–	–	﹤0.01%	326
2017 Q4	$8K	Hold	627	–	–	0.01%	307
2017 Q3	$8K	Hold	627	–	–	0.01%	302
2017 Q2	$8K	Buy	+627	New	+$8.71K	0.01%	307