Proficio Capital Partners’s Hercules Capital HTGC Stock Holding History

Proficio Capital Partners’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-988	Closed	-$13K	–	1220
2018 Q3	$13K	Hold	988	–	–	﹤0.01%	729
2018 Q2	$12K	Hold	988	–	–	﹤0.01%	771
2018 Q1	$12K	Hold	988	–	–	﹤0.01%	758
2017 Q4	$13K	Sell	988 -241	-20%	-$3.15K	﹤0.01%	724
2017 Q3	$16K	Hold	1,229	–	–	0.01%	645
2017 Q2	$16K	Hold	1,229	–	–	0.01%	668
2017 Q1	$16K	Sell	1,229 -81	-6%	-$1.19K	0.01%	677
2016 Q4	$18K	Hold	1,310	–	–	0.01%	475
2016 Q3	$18K	Sell	1,310 -98	-7%	-$1.31K	0.01%	454
2016 Q2	$18K	Buy	1,408 +140	+11%	+$1.7K	0.01%	445
2016 Q1	$15K	Buy	+1,268	New	+$14.1K	0.01%	362

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Proficio Capital Partners's HTGC Position: Q4 2018 in Review

Proficio Capital Partners sold out of Hercules Capital (HTGC) in Q4 2018, closing a stake of 988 shares — an estimated $13K sold.

Proficio Capital Partners first reported a position in HTGC in Q1 2016 and held it in 11 quarters. The position peaked at $18K in Q4 2016. 171 funds tracked by Wall St. Rank hold HTGC as of Q4 2018.

Proficio Capital Partners reported no remaining Hercules Capital position as of Q4 2018 after selling out during the quarter.
Proficio Capital Partners sold 988 Hercules Capital shares in Q4 2018, an estimated $13K.
Proficio Capital Partners first reported a position in Hercules Capital in Q1 2016 and held it in 11 quarters.
Proficio Capital Partners's Hercules Capital position peaked at $18K in Q4 2016.
171 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2018.

Based on Proficio Capital Partners's 13F filing for Q4 2018, filed 8 Feb 2019.