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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

62 hedge funds and large institutions have $176M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 7 closing their positions.

Holders
62
Holders Change
-5
Holders Change %
-7.46%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
25
Reduced
23
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$8.43M
2
BCM
2
Breiter Capital Management
Florida
$3.12M
3
SPC
3
Sigma Planning Corp
Michigan
$2.14M
4
TFA
4
Transamerica Financial Advisors
Florida
$2.14M
5
GIA
5
Gladstone Institutional Advisory
Florida
$2.36M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$18.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$28.3M
3
LPL Financial
3
LPL Financial
California
$19.8M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
UBS Group
5
UBS Group
Switzerland
$10.1M
Name Market Value Shares Shares
Change 		Shares
Change %
JIP
26
Jaffetilchin Investment Partners
Florida
$1.3M 27,961 +20,184 +260%
SPIA
27
Steward Partners Investment Advisory
New York
$1.27M 27,217 -137 -0.5%
TRCT
28
Tower Research Capital (TRC)
New York
$1.27M 27,193 +21,582 +385%
CCA
29
Clearwater Capital Advisors
Illinois
$1.2M 25,723 -16,556 -39%
CAN
30
Cetera Advisor Networks
California
$832K 17,899 +1,794 +11%
UR
31
USCA RIA
Texas
$751K 16,130 +2,493 +18%
PAG
32
Private Advisor Group
New Jersey
$665K 14,283 +600 +4%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$571K 12,240 +402 +3%
IWC
34
Integrated Wealth Concepts
Massachusetts
$544K 11,696 -39 -0.3%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$428K 9,204 -1,422 -13%
WS
36
Wedbush Securities
California
$416K 8,940 -170 -2%
FAAS
37
First Allied Advisory Services
California
$413K 8,874 -873 -9%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$398K 8,543 +578 +7%
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$379K 8,147 +8,147 New
ASN
40
Advisory Services Network
Georgia
$359K 7,719 +4,636 +150%
CWM
41
Cornerstone Wealth Management
Missouri
$320K 6,894 -1,014 -13%
BAM
42
Belpointe Asset Management
Nevada
$263K 5,652 +579 +11%
Ameriprise
43
Ameriprise
Minnesota
$263K 5,643 +5,643 New
Cetera Investment Advisers
44
Cetera Investment Advisers
Illinois
$263K 5,685 +5,685 New
CA
45
Cetera Advisors
Colorado
$261K 5,638 +734 +15%
OIA
46
Optimum Investment Advisors
Illinois
$175K 3,762 -4,005 -52%
GWM
47
Geneos Wealth Management
Colorado
$175K 3,775 +45 +1%
WP
48
WealthShield Partners
North Carolina
$151K 3,246 -1,024 -24%
APA
49
American Portfolios Advisors
New York
$124K 2,664 -40 -1%
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$83K 1,134 – –
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