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First Trust Small Cap Growth AlphaDEX Fund

62 hedge funds and large institutions have $176M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.67% more ownership

Funds ownership: 59.48%61.15% (+1.7%)

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

1% less capital invested

Capital invested by funds: $179M → $176M (-$2.41M)

7% less funds holding

Funds holding: 6762 (-5)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
62
Holders Change
-5
Holders Change %
-7.46%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
25
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JIP
26
Jaffetilchin Investment Partners
Florida
$1.3M +$923K +20,184 +260%
SPIA
27
Steward Partners Investment Advisory
New York
$1.27M -$6.27K -137 -0.5%
TRCT
28
Tower Research Capital (TRC)
New York
$1.27M +$987K +21,582 +385%
CCA
29
Clearwater Capital Advisors
Illinois
$1.2M -$757K -16,556 -39%
CAN
30
Cetera Advisor Networks
California
$832K +$82.1K +1,794 +11%
UR
31
USCA RIA
Texas
$751K +$114K +2,493 +18%
PAG
32
Private Advisor Group
New Jersey
$665K +$27.4K +600 +4%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$571K +$18.4K +402 +3%
IWC
34
Integrated Wealth Concepts
Massachusetts
$544K -$1.78K -39 -0.3%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$428K -$65.1K -1,422 -13%
WS
36
Wedbush Securities
California
$416K -$7.78K -170 -2%
FAAS
37
First Allied Advisory Services
California
$413K -$39.9K -873 -9%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$398K +$26.4K +578 +7%
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$379K +$373K +8,147 New
ASN
40
Advisory Services Network
Georgia
$359K +$212K +4,636 +150%
CWM
41
Cornerstone Wealth Management
Missouri
$320K -$46.4K -1,014 -13%
BAM
42
Belpointe Asset Management
Nevada
$263K +$26.5K +579 +11%
Ameriprise
43
Ameriprise
Minnesota
$263K +$258K +5,643 New
Cetera Investment Advisers
44
Cetera Investment Advisers
Illinois
$263K +$260K +5,685 New
CA
45
Cetera Advisors
Colorado
$261K +$33.6K +734 +15%
OIA
46
Optimum Investment Advisors
Illinois
$175K -$183K -4,005 -52%
GWM
47
Geneos Wealth Management
Colorado
$175K +$2.06K +45 +1%
WP
48
WealthShield Partners
North Carolina
$151K -$46.8K -1,024 -24%
APA
49
American Portfolios Advisors
New York
$124K -$1.83K -40 -1%
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$83K