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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

87 hedge funds and large institutions have $428M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

68% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 19

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

10% more capital invested

Capital invested by funds: $388M → $428M (+$39.6M)

6% more funds holding

Funds holding: 8287 (+5)

Holders
87
Holders Change
+5
Holders Change %
+6.1%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
32
Reduced
19
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
51
Affiance Financial
Minnesota
$434K +$424K +3,147 New
LC
52
Lourd Capital
California
$329K
RJT
53
Raymond James Trust
Florida
$319K +$313K +2,317 New
EVM
54
Eaton Vance Management
Massachusetts
$293K
DWT
55
Dorsey & Whitney Trust
South Dakota
$275K +$2.56K +19 +1%
HighTower Advisors
56
HighTower Advisors
Illinois
$267K +$540 +4 +0.2%
OIA
57
Optimum Investment Advisors
Illinois
$266K +$59.3K +440 +30%
CDH
58
Charles D. Hyman
$248K
Bank of New York Mellon
59
Bank of New York Mellon
New York
$244K +$4.45K +33 +2%
YP
60
Yellowstone Partners
Idaho
$243K +$237K +1,760 New
Jane Street
61
Jane Street
New York
$229K +$224K +1,662 New
Creative Planning
62
Creative Planning
Kansas
$216K +$29.3K +217 +16%
RAM
63
Roanoke Asset Management
New Jersey
$213K
WS
64
Wedbush Securities
California
$209K +$5.39K +40 +3%
MBE
65
Michael B. Elefante
$169K -$270 -2 -0.2%
LTFS
66
Ladenburg Thalmann Financial Services
Florida
$164K +$142K +1,055 +787%
CHP
67
Cable Hill Partners
Oregon
$138K +$135K +1,001 New
KT
68
Kanaly Trust
Texas
$107K
US Bancorp
69
US Bancorp
Minnesota
$105K +$56.6K +420 +124%
BIM
70
BlackRock Investment Management
Delaware
$91K +$89.2K +661 New
S
71
SignatureFD
Georgia
$69K +$67.4K +500 New
Fifth Third Bancorp
72
Fifth Third Bancorp
Ohio
$63K +$18.9K +140 +44%
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$55K
JIC
74
Joel Isaacson & Co
New York
$55K
RNS
75
Robert N. Shapiro
$40K -$674 -5 -2%

CEM Hedge Fund Activity: Q4 2014 in Review

87 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2014, worth a combined $428M — up 10% from $388M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CEM positions and 13 closed out — a net gain of 8 holders — while 32 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.2M. The largest seller was Doliver Advisors, exiting entirely with an estimated $3.03M sold.

  • 87 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2014, up from 82 in Q3 2014.
  • Funds reported $428M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2014, up 10% quarter-over-quarter.
  • 21 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2014 and 13 closed out, a net change of +8 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2014 was Morgan Stanley, an estimated $10.2M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2014 was Doliver Advisors, an estimated $3.03M sold.

Based on aggregated 13F filings for Q4 2014.