Robert N. Shapiro’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Robert N. Shapiro’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	$40K	Sell	293 -5	-2%	-$674	0.01%	500
2014 Q3	$42K	Hold	298	–	–	0.01%	505
2014 Q2	$44K	Hold	298	–	–	0.01%	482
2014 Q1	$40K	Sell	298 -5	-2%	-$653	0.01%	495
2013 Q4	$41K	Sell	303 -9	-3%	-$1.21K	0.01%	486
2013 Q3	$42K	Sell	312 -1	-0.3%	-$136	0.01%	641
2013 Q2	$44K	Buy	+313	New	+$42.7K	0.01%	594

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Robert N. Shapiro's CEM Position: Q4 2014 in Review

Robert N. Shapiro reduced its ClearBridge MLP and Midstream Fund Inc. (CEM) stake by 1.7% in Q4 2014, selling an estimated $674 and leaving 293 shares worth $40K. The position accounts for 0.01% of the portfolio, ranked #500.

Robert N. Shapiro first reported a position in CEM in Q2 2013 and has held it in 7 quarters since. The position peaked at $44K in Q2 2014. 87 funds tracked by Wall St. Rank hold CEM as of Q4 2014.

Robert N. Shapiro held 293 shares of ClearBridge MLP and Midstream Fund Inc. worth $40K as of Q4 2014.
Robert N. Shapiro sold 5 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2014, an estimated $674.
ClearBridge MLP and Midstream Fund Inc. made up 0.01% of Robert N. Shapiro's portfolio in Q4 2014, its #500 holding.
Robert N. Shapiro first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and has held it in 7 quarters since.
Robert N. Shapiro's ClearBridge MLP and Midstream Fund Inc. position peaked at $44K in Q2 2014.
87 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2014.

Based on Robert N. Shapiro's 13F filing for Q4 2014, filed 19 Feb 2015.