Charles D. Hyman’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Charles D. Hyman’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,800	Closed	-$209K	–	149
2015 Q2	$209K	Hold	1,800	–	–	0.03%	139
2015 Q1	$225K	Hold	1,800	–	–	0.04%	135
2014 Q4	$248K	Hold	1,800	–	–	0.04%	125
2014 Q3	$251K	Hold	1,800	–	–	0.04%	125
2014 Q2	$269K	Hold	1,800	–	–	0.05%	127
2014 Q1	$240K	Hold	1,800	–	–	0.04%	127
2013 Q4	$245K	Hold	1,800	–	–	0.04%	124
2013 Q3	$240K	Sell	1,800 -200	-10%	-$27.3K	0.05%	121
2013 Q2	$281K	Buy	+2,000	New	+$273K	0.06%	114

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Charles D. Hyman's CEM Position: Q3 2015 in Review

Charles D. Hyman sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2015, closing a stake of 1,800 shares — an estimated $209K sold.

Charles D. Hyman first reported a position in CEM in Q2 2013 and held it in 9 quarters. The position peaked at $281K in Q2 2013. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2015.

Charles D. Hyman reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2015 after selling out during the quarter.
Charles D. Hyman sold 1,800 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2015, an estimated $209K.
Charles D. Hyman first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 9 quarters.
Charles D. Hyman's ClearBridge MLP and Midstream Fund Inc. position peaked at $281K in Q2 2013.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2015.

Based on Charles D. Hyman's 13F filing for Q3 2015, filed 27 Oct 2015.