Optimum Investment Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Optimum Investment Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-200	Closed	-$6K	–	935
2021 Q2	$6K	Hold	200	–	–	﹤0.01%	807
2021 Q1	$5K	Sell	200 -865	-81%	-$18.3K	﹤0.01%	828
2020 Q4	$18K	Hold	1,065	–	–	0.01%	643
2020 Q3	$12K	Hold	1,065	–	–	﹤0.01%	681
2020 Q2	$17K	Hold	1,065	–	–	0.01%	634
2020 Q1	$10K	Hold	1,065	–	–	﹤0.01%	687
2019 Q4	$60K	Hold	1,065	–	–	0.02%	485
2019 Q3	$61K	Hold	1,065	–	–	0.02%	471
2019 Q2	$64K	Hold	1,065	–	–	0.02%	460
2019 Q1	$67K	Hold	1,065	–	–	0.02%	452
2018 Q4	$55K	Hold	1,065	–	–	0.02%	454
2018 Q3	$77K	Sell	1,065 -150	-12%	-$11K	0.02%	447
2018 Q2	$86K	Hold	1,215	–	–	0.02%	422
2018 Q1	$76K	Buy	+1,215	New	+$93.3K	0.02%	453
2015 Q1	$225K	Sell	1,805 -120	-6%	-$15.5K	0.07%	267
2014 Q4	$266K	Buy	1,925 +440	+30%	+$59.3K	0.09%	220
2014 Q3	$207K	Hold	1,485	–	–	0.07%	249
2014 Q2	$222K	Hold	1,485	–	–	0.07%	244
2014 Q1	$198K	Hold	1,485	–	–	0.07%	224
2013 Q4	$202K	Hold	1,485	–	–	0.08%	214
2013 Q3	$198K	Buy	+1,485	New	+$203K	0.08%	201

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Optimum Investment Advisors's CEM Position: Q3 2021 in Review

Optimum Investment Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2021, closing a stake of 200 shares — an estimated $6K sold.

Optimum Investment Advisors first reported a position in CEM in Q3 2013 and held it in 21 quarters. The position peaked at $266K in Q4 2014. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2021.

Optimum Investment Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2021 after selling out during the quarter.
Optimum Investment Advisors sold 200 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2021, an estimated $6K.
Optimum Investment Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2013 and held it in 21 quarters.
Optimum Investment Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $266K in Q4 2014.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2021.

Based on Optimum Investment Advisors's 13F filing for Q3 2021, filed 12 Oct 2021.