Roanoke Asset Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Roanoke Asset Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,540	Closed	-$213K	–	121
2014 Q4	$213K	Hold	1,540	–	–	0.07%	107
2014 Q3	$215K	Buy	+1,540	New	+$222K	0.09%	102
2014 Q2	–	Sell	-1,740	Closed	-$232K	–	119
2014 Q1	$232K	Hold	1,740	–	–	0.1%	97
2013 Q4	$237K	Hold	1,740	–	–	0.11%	94
2013 Q3	$236K	Buy	+1,740	New	+$237K	0.11%	93

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Roanoke Asset Management's CEM Position: Q1 2015 in Review

Roanoke Asset Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2015, closing a stake of 1,540 shares — an estimated $213K sold.

Roanoke Asset Management first reported a position in CEM in Q3 2013 and held it in 5 quarters. The position peaked at $237K in Q4 2013. 80 funds tracked by Wall St. Rank hold CEM as of Q1 2015.

Roanoke Asset Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2015 after selling out during the quarter.
Roanoke Asset Management sold 1,540 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2015, an estimated $213K.
Roanoke Asset Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2013 and held it in 5 quarters.
Roanoke Asset Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $237K in Q4 2013.
80 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2015.

Based on Roanoke Asset Management's 13F filing for Q1 2015, filed 24 Apr 2015.