Jane Street’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Jane Street’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,678	Closed	-$267K	–	5911
2018 Q3	$267K	Sell	3,678 -7,473	-67%	-$548K	﹤0.01%	4358
2018 Q2	$788K	Buy	+11,151	New	+$784K	﹤0.01%	3041
2015 Q4	–	Sell	-2,711	Closed	-$235K	–	4573
2015 Q3	$235K	Buy	+2,711	New	+$292K	﹤0.01%	3023
2015 Q1	–	Sell	-1,662	Closed	-$229K	–	3567
2014 Q4	$229K	Buy	+1,662	New	+$224K	﹤0.01%	2108
2013 Q4	–	Sell	-1,711	Closed	-$228K	–	2998
2013 Q3	$228K	Sell	1,711 -1,516	-47%	-$207K	﹤0.01%	2314
2013 Q2	$454K	Buy	+3,227	New	+$440K	0.01%	1537

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Jane Street's CEM Position: Q4 2018 in Review

Jane Street sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2018, closing a stake of 3,678 shares — an estimated $267K sold.

Jane Street first reported a position in CEM in Q2 2013 and held it in 6 quarters. The position peaked at $788K in Q2 2018. 98 funds tracked by Wall St. Rank hold CEM as of Q4 2018.

Jane Street reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2018 after selling out during the quarter.
Jane Street sold 3,678 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2018, an estimated $267K.
Jane Street first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 6 quarters.
Jane Street's ClearBridge MLP and Midstream Fund Inc. position peaked at $788K in Q2 2018.
98 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2018.

Based on Jane Street's 13F filing for Q4 2018, filed 15 Feb 2019.