WS
CEM

Wedbush Securities’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Wedbush Securities’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-1,514
Closed -$209K – 793
2014
Q4 		$209K Buy
1,514
+40
+3% +$5.39K 0.03% 551
2014
Q3 		$206K Buy
+1,474
New +$213K 0.03% 543

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
SLF
Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wedbush Securities's CEM Position: Q1 2015 in Review

Wedbush Securities sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2015, closing a stake of 1,514 shares — an estimated $209K sold.

Wedbush Securities first reported a position in CEM in Q3 2014 and held it in 2 quarters. The position peaked at $209K in Q4 2014. 80 funds tracked by Wall St. Rank hold CEM as of Q1 2015.

  • Wedbush Securities reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2015 after selling out during the quarter.
  • Wedbush Securities sold 1,514 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2015, an estimated $209K.
  • Wedbush Securities first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2014 and held it in 2 quarters.
  • Wedbush Securities's ClearBridge MLP and Midstream Fund Inc. position peaked at $209K in Q4 2014.
  • 80 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2015.

Based on Wedbush Securities's 13F filing for Q1 2015, filed 12 May 2015.