Lourd Capital’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Lourd Capital’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,385	Closed	-$277K	–	119
2015 Q2	$277K	Hold	2,385	–	–	0.03%	99
2015 Q1	$298K	Hold	2,385	–	–	0.03%	97
2014 Q4	$329K	Hold	2,385	–	–	0.03%	82
2014 Q3	$332K	Hold	2,385	–	–	0.03%	77
2014 Q2	$356K	Buy	+2,385	New	+$337K	0.04%	74

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Lourd Capital's CEM Position: Q3 2015 in Review

Lourd Capital sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2015, closing a stake of 2,385 shares — an estimated $277K sold.

Lourd Capital first reported a position in CEM in Q2 2014 and held it in 5 quarters. The position peaked at $356K in Q2 2014. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2015.

Lourd Capital reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2015 after selling out during the quarter.
Lourd Capital sold 2,385 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2015, an estimated $277K.
Lourd Capital first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2014 and held it in 5 quarters.
Lourd Capital's ClearBridge MLP and Midstream Fund Inc. position peaked at $356K in Q2 2014.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2015.

Based on Lourd Capital's 13F filing for Q3 2015, filed 6 Nov 2015.