LTFS
CEM

Ladenburg Thalmann Financial Services’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$224K Buy
3,994
+1,025
+35% +$55K ﹤0.01% 2414
2019
Q3 		$169K Buy
2,969
+24
+0.8% +$1.4K ﹤0.01% 2590
2019
Q2 		$176K Buy
2,945
+180
+7% +$11.1K ﹤0.01% 2559
2019
Q1 		$175K Buy
2,765
+956
+53% +$58.2K ﹤0.01% 2498
2018
Q4 		$95K Sell
1,809
-236
-12% -$14.8K ﹤0.01% 2789
2018
Q3 		$148K Buy
2,045
+7
+0.3% +$513 ﹤0.01% 2536
2018
Q2 		$128K Hold
2,038
– – ﹤0.01% 2591
2018
Q1 		$128K Hold
2,038
– – ﹤0.01% 2591
2017
Q4 		$155K Sell
2,038
-135
-6% -$9.28K ﹤0.01% 2410
2017
Q3 		$161K Buy
2,173
+1
+0% +$75 ﹤0.01% 2260
2017
Q2 		$166K Sell
2,172
-61
-3% -$4.91K ﹤0.01% 2154
2017
Q1 		$186K Sell
2,233
-19
-0.8% -$1.59K ﹤0.01% 1974
2016
Q4 		$174K Buy
2,252
+66
+3% +$5.11K ﹤0.01% 1921
2016
Q3 		$177K Sell
2,186
-67
-3% -$5.35K ﹤0.01% 1838
2016
Q2 		$179K Buy
2,253
+180
+9% +$13.5K ﹤0.01% 1756
2016
Q1 		$141K Sell
2,073
-62
-3% -$3.91K ﹤0.01% 1839
2015
Q4 		$161K Buy
2,135
+133
+7% +$11.7K ﹤0.01% 1729
2015
Q3 		$175K Buy
2,002
+46
+2% +$4.95K ﹤0.01% 1574
2015
Q2 		$227K Buy
1,956
+3
+0.2% +$379 ﹤0.01% 1528
2015
Q1 		$244K Buy
1,953
+764
+64% +$98.4K ﹤0.01% 1444
2014
Q4 		$164K Buy
1,189
+1,055
+787% +$142K ﹤0.01% 1577
2014
Q3 		$19K Hold
134
– – ﹤0.01% 2721
2014
Q2 		$20K Hold
134
– – ﹤0.01% 2671
2014
Q1 		$18K Buy
+134
New +$17.5K ﹤0.01% 2651

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CEM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its ClearBridge MLP and Midstream Fund Inc. (CEM) stake by 35% in Q4 2019, buying an estimated $55K and bringing the position to 3,994 shares worth $224K. The position accounts for ﹤0.01% of the portfolio, ranked #2414.

Ladenburg Thalmann Financial Services first reported a position in CEM in Q1 2014 and has held it in 24 quarters since. The position peaked at $244K in Q1 2015. 84 funds tracked by Wall St. Rank hold CEM as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 3,994 shares of ClearBridge MLP and Midstream Fund Inc. worth $224K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 1,025 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2019, an estimated $55K.
  • ClearBridge MLP and Midstream Fund Inc. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2414 holding.
  • Ladenburg Thalmann Financial Services first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2014 and has held it in 24 quarters since.
  • Ladenburg Thalmann Financial Services's ClearBridge MLP and Midstream Fund Inc. position peaked at $244K in Q1 2015.
  • 84 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.