Dorsey & Whitney Trust’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Dorsey & Whitney Trust’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,835	Closed	-$213K	–	270
2015 Q2	$213K	Sell	1,835 -177	-9%	-$22.4K	0.05%	232
2015 Q1	$251K	Buy	2,012 +21	+1%	+$2.71K	0.06%	203
2014 Q4	$275K	Buy	1,991 +19	+1%	+$2.56K	0.07%	190
2014 Q3	$275K	Buy	1,972 +27	+1%	+$3.9K	0.07%	189
2014 Q2	$290K	Buy	1,945 +28	+1%	+$3.95K	0.06%	186
2014 Q1	$255K	Buy	1,917 +30	+2%	+$3.92K	0.06%	193
2013 Q4	$257K	Buy	1,887 +28	+2%	+$3.76K	0.07%	208
2013 Q3	$248K	Buy	1,859 +28	+2%	+$3.82K	0.07%	208
2013 Q2	$258K	Buy	+1,831	New	+$250K	0.09%	177

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Dorsey & Whitney Trust's CEM Position: Q3 2015 in Review

Dorsey & Whitney Trust sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2015, closing a stake of 1,835 shares — an estimated $213K sold.

Dorsey & Whitney Trust first reported a position in CEM in Q2 2013 and held it in 9 quarters. The position peaked at $290K in Q2 2014. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2015.

Dorsey & Whitney Trust reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2015 after selling out during the quarter.
Dorsey & Whitney Trust sold 1,835 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2015, an estimated $213K.
Dorsey & Whitney Trust first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 9 quarters.
Dorsey & Whitney Trust's ClearBridge MLP and Midstream Fund Inc. position peaked at $290K in Q2 2014.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2015.

Based on Dorsey & Whitney Trust's 13F filing for Q3 2015, filed 12 Nov 2015.