Bank of New York Mellon’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Bank of New York Mellon’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-2,762	Closed	-$188K	–	4360
2016 Q1	$188K	Buy	+2,762	New	+$174K	﹤0.01%	3812
2015 Q3	–	Sell	-1,770	Closed	-$206K	–	4412
2015 Q2	$206K	Sell	1,770 -1,045	-37%	-$132K	﹤0.01%	3883
2015 Q1	$351K	Buy	2,815 +1,045	+59%	+$135K	﹤0.01%	3736
2014 Q4	$244K	Buy	1,770 +33	+2%	+$4.45K	﹤0.01%	3843
2014 Q3	$242K	Hold	1,737	–	–	﹤0.01%	3843
2014 Q2	$259K	Sell	1,737 -8	-0.5%	-$1.13K	﹤0.01%	3779
2014 Q1	$232K	Sell	1,745 -386	-18%	-$50.4K	﹤0.01%	3813
2013 Q4	$290K	Sell	2,131 -154	-7%	-$20.7K	﹤0.01%	3750
2013 Q3	$305K	Sell	2,285 -1,181	-34%	-$161K	﹤0.01%	3673
2013 Q2	$488K	Buy	+3,466	New	+$473K	﹤0.01%	3514

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Klingman & Associates New York $2.35B AUM 23.18% 1-Year Est. Return

Bank of New York Mellon's CEM Position: Q2 2016 in Review

Bank of New York Mellon sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2016, closing a stake of 2,762 shares — an estimated $188K sold.

Bank of New York Mellon first reported a position in CEM in Q2 2013 and held it in 10 quarters. The position peaked at $488K in Q2 2013. 78 funds tracked by Wall St. Rank hold CEM as of Q2 2016.

Bank of New York Mellon reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2016 after selling out during the quarter.
Bank of New York Mellon sold 2,762 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2016, an estimated $188K.
Bank of New York Mellon first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 10 quarters.
Bank of New York Mellon's ClearBridge MLP and Midstream Fund Inc. position peaked at $488K in Q2 2013.
78 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2016.

Based on Bank of New York Mellon's 13F filing for Q2 2016, filed 1 Aug 2016.