SignatureFD’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

SignatureFD’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-180	Closed	-$10K	–	2307
2019 Q3	$10K	Sell	180 -5	-3%	-$291	﹤0.01%	1452
2019 Q2	$11K	Buy	+185	New	+$11.4K	﹤0.01%	1401
2015 Q3	–	Sell	-500	Closed	-$58K	–	1395
2015 Q2	$58K	Hold	500	–	–	0.01%	314
2015 Q1	$62K	Hold	500	–	–	0.02%	285
2014 Q4	$69K	Buy	+500	New	+$67.4K	0.02%	255

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SignatureFD's CEM Position: Q4 2019 in Review

SignatureFD sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2019, closing a stake of 180 shares — an estimated $10K sold.

SignatureFD first reported a position in CEM in Q4 2014 and held it in 5 quarters. The position peaked at $69K in Q4 2014. 84 funds tracked by Wall St. Rank hold CEM as of Q4 2019.

SignatureFD reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2019 after selling out during the quarter.
SignatureFD sold 180 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2019, an estimated $10K.
SignatureFD first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2014 and held it in 5 quarters.
SignatureFD's ClearBridge MLP and Midstream Fund Inc. position peaked at $69K in Q4 2014.
84 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2019.

Based on SignatureFD's 13F filing for Q4 2019, filed 5 Feb 2020.