SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

42 hedge funds and large institutions have $187M invested in Swiss Helvetia Fund in 2018 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
9
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$3.8M
2
COLIM
City of London Investment Management
United Kingdom
+$690K
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
+$404K
4
RCM
Rivernorth Capital Management
Florida
+$270K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$232K

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$2.66M
2
1CP
1607 Capital Partners
Virginia
-$212K
3
Bank of America
Bank of America
North Carolina
-$167K
4
DA
Doliver Advisors
Texas
-$163K
5
Northern Trust
Northern Trust
Illinois
-$155K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$186K +$34K +2,756 +22%
SSWM
27
Smith Salley Wealth Management
North Carolina
$171K – – –
AP
28
Advisor Partners
California
$149K – – –
RJA
29
Raymond James & Associates
Florida
$131K – – –
FNBT
30
FineMark National Bank & Trust
Florida
$124K – – –
Bank of America
31
Bank of America
North Carolina
$92K -$167K -13,530 -65%
BBHC
32
Brown Brothers Harriman & Co
New York
$38K – – –
ST
33
Smithfield Trust
Pennsylvania
$34K – – –
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$24K – – –
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$22K – – –
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.9K – – –
NSIM
37
North Star Investment Management
Illinois
$12K – – –
TF
38
Tompkins Financial
New York
$9K +$2.57K +200 +40%
US Bancorp
39
US Bancorp
Minnesota
$4K – – –
BC
40
Bartlett & Co
Ohio
$3K – – –
BCWM
41
Bartlett & Co Wealth Management
Ohio
$2.59K – – –
DA
42
Doliver Advisors
Texas
– -$163K -13,337 Closed
Northern Trust
43
Northern Trust
Illinois
– -$155K -12,613 Closed
SWP
44
Stratos Wealth Partners
Ohio
– -$49K -4,000 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$26K -2,129 Closed
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