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SWZ

Swiss Helvetia Fund
SWZ

42 hedge funds and large institutions have $187M invested in Swiss Helvetia Fund in 2018 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $184M → $187M (+$3.33M)

0.57% more ownership

Funds ownership: 59.29% → 59.86% (+0.57%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

5% less funds holding

Funds holding: 44 → 42 (-2)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
9
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$3.78M
2
COLIM
City of London Investment Management
United Kingdom
+$687K
3
JMPWA
JP Morgan Private Wealth Advisors
California
+$402K
4
RCM
Rivernorth Capital Management
Florida
+$269K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$231K

Top Sellers

Rank Fund Capital Flow
1
Lazard Asset Management
Lazard Asset Management
New York
-$2.64M
2
1CP
1607 Capital Partners
Virginia
-$211K
3
Bank of America
Bank of America
North Carolina
-$166K
4
DA
Doliver Advisors
Texas
-$163K
5
Northern Trust
Northern Trust
Illinois
-$155K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$186K +$33.9K +2,756 +22%
SSWM
27
Smith Salley Wealth Management
North Carolina
$171K – – –
AP
28
Advisor Partners
California
$149K – – –
RJA
29
Raymond James & Associates
Florida
$131K – – –
FNBT
30
FineMark National Bank & Trust
Florida
$124K – – –
Bank of America
31
Bank of America
North Carolina
$92K -$166K -13,530 -65%
BBHC
32
Brown Brothers Harriman & Co
New York
$38K – – –
ST
33
Smithfield Trust
Pennsylvania
$34K – – –
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$24K – – –
JP Morgan Chase
35
JP Morgan Chase
New York
$22K – – –
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.9K – – –
NSIM
37
North Star Investment Management
Illinois
$12K – – –
TF
38
Tompkins Financial
New York
$9K +$2.46K +200 +40%
US Bancorp
39
US Bancorp
Minnesota
$4K – – –
BC
40
Bartlett & Co
Ohio
$3K – – –
BCWM
41
Bartlett & Co Wealth Management
Ohio
$2.59K – – –
DA
42
Doliver Advisors
Texas
– -$163K -13,337 Closed
Northern Trust
43
Northern Trust
Illinois
– -$155K -12,613 Closed
SWP
44
Stratos Wealth Partners
Ohio
– -$49K -4,000 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$26K -2,129 Closed
PCG
46
Private Capital Group
Connecticut
– -$2.03K -165 -93%
1
2

SWZ Hedge Fund Activity: Q2 2018 in Review

42 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2018, worth a combined $187M — up 1.8% from $184M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SWZ and 2 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 9 added.

The largest buyer was Wells Fargo, adding an estimated $3.78M. The largest seller was Lazard Asset Management, cutting an estimated $2.64M.

  • 42 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2018, down from 44 in Q1 2018.
  • Funds reported $187M of Swiss Helvetia Fund stock for Q2 2018, up 1.8% quarter-over-quarter.
  • 2 funds opened new Swiss Helvetia Fund positions in Q2 2018 and 4 closed out, a net change of -2 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2018 was Wells Fargo, an estimated $3.78M added.
  • The largest Swiss Helvetia Fund seller in Q2 2018 was Lazard Asset Management, an estimated $2.64M sold.

Based on aggregated 13F filings for Q2 2018.