SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

43 hedge funds and large institutions have $189M invested in Swiss Helvetia Fund in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
–
Holders Change %
0%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
12
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$3.6M
2
COLIM
City of London Investment Management
United Kingdom
+$1.5M
3
BI
Bulldog Investors
New Jersey
+$1.22M
4
Northern Trust
Northern Trust
Illinois
+$168K
5
AP
Advisor Partners
California
+$159K

Top Sellers

1
SI
SII Investments
Wisconsin
-$869K
2
IA
Icon Advisers
Colorado
-$710K
3
KIM
Karpus Investment Management
New York
-$477K
4
SRC
Shufro Rose & Co
New York
-$305K
5
Lazard Asset Management
Lazard Asset Management
New York
-$293K
Name Holding Trade Value Shares
Change 		Shares
Change %
SSWM
26
Smith Salley Wealth Management
North Carolina
$178K +$1.78K +140 +1%
Northern Trust
27
Northern Trust
Illinois
$168K +$168K +13,114 New
BBHC
28
Brown Brothers Harriman & Co
New York
$166K -$101K -7,950 -38%
AP
29
Advisor Partners
California
$159K +$159K +12,059 New
RJA
30
Raymond James & Associates
Florida
$146K -$15.9K -1,250 -10%
FNBT
31
FineMark National Bank & Trust
Florida
$128K – – –
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$72K – – –
ST
33
Smithfield Trust
Pennsylvania
$35K – – –
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$25K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$23K +$23K +1,825 New
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$22K – – –
FDCDDQ
37
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.4K – – –
NSIM
38
North Star Investment Management
Illinois
$13K – – –
TF
39
Tompkins Financial
New York
$6K – – –
BAM
40
Barrett Asset Management
New York
$6K +$6K +500 New
US Bancorp
41
US Bancorp
Minnesota
$4K – – –
BC
42
Bartlett & Co
Ohio
$3K – – –
SEI Investments
43
SEI Investments
Pennsylvania
$1K +$1K +107 New
SI
44
SII Investments
Wisconsin
– -$869K -68,186 Closed
IA
45
Icon Advisers
Colorado
– -$710K -55,587 Closed
WAM
46
Wolverine Asset Management
Illinois
– -$253K -19,886 Closed
DA
47
Doliver Advisors
Texas
– -$163K -12,758 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
– -$49K -3,856 Closed
BF
49
BOK Financial
Oklahoma
– -$38K -2,947 Closed
SRC
50
Shufro Rose & Co
New York
– -$305K – –
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