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SWZ

Swiss Helvetia Fund

43 hedge funds and large institutions have $189M invested in Swiss Helvetia Fund in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

1.27% more ownership

Funds ownership: 57.24%58.51% (+1.3%)

2% more capital invested

Capital invested by funds: $185M → $189M (+$3.81M)

0% more funds holding

Funds holding: 4343 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

Holders
43
Holders Change
Holders Change %
0%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
12
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SSWM
26
Smith Salley Wealth Management
North Carolina
$178K +$1.77K +140 +1%
Northern Trust
27
Northern Trust
Illinois
$168K +$165K +13,114 New
BBHC
28
Brown Brothers Harriman & Co
New York
$166K -$100K -7,950 -38%
AP
29
Advisor Partners
California
$159K +$152K +12,059 New
RJA
30
Raymond James & Associates
Florida
$146K -$15.8K -1,250 -10%
FNBT
31
FineMark National Bank & Trust
Florida
$128K
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$72K
ST
33
Smithfield Trust
Pennsylvania
$35K
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$25K
TRCT
35
Tower Research Capital (TRC)
New York
$23K +$23K +1,825 New
JP Morgan Chase
36
JP Morgan Chase
New York
$22K
FDCDDQ
37
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.4K
NSIM
38
North Star Investment Management
Illinois
$13K
TF
39
Tompkins Financial
New York
$6K
BAM
40
Barrett Asset Management
New York
$6K +$6.31K +500 New
US Bancorp
41
US Bancorp
Minnesota
$4K
BC
42
Bartlett & Co
Ohio
$3K
SEI Investments
43
SEI Investments
Pennsylvania
$1K +$1.35K +107 New
SI
44
SII Investments
Wisconsin
-$869K -68,186 Closed
IA
45
Icon Advisers
Colorado
-$710K -55,587 Closed
WAM
46
Wolverine Asset Management
Illinois
-$253K -19,886 Closed
DA
47
Doliver Advisors
Texas
-$163K -12,758 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
-$49K -3,856 Closed
BF
49
BOK Financial
Oklahoma
-$38K -2,947 Closed

SWZ Hedge Fund Activity: Q4 2017 in Review

43 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2017, worth a combined $189M — up 2.1% from $185M a quarter earlier.

Fund positioning in SWZ was balanced in Q4 2017: 6 funds opened new positions, 6 closed out, 12 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $3.56M. The largest seller was SII Investments, exiting entirely with an estimated $869K sold.

  • 43 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2017, unchanged from Q3 2017.
  • Funds reported $189M of Swiss Helvetia Fund stock for Q4 2017, up 2.1% quarter-over-quarter.
  • 6 funds opened new Swiss Helvetia Fund positions in Q4 2017 and 6 closed out, a net change of 0 holders.
  • The largest Swiss Helvetia Fund buyer in Q4 2017 was Wells Fargo, an estimated $3.56M added.
  • The largest Swiss Helvetia Fund seller in Q4 2017 was SII Investments, an estimated $869K sold.

Based on aggregated 13F filings for Q4 2017.