SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

58 hedge funds and large institutions have $163M invested in Swiss Helvetia Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+3
Holders Change %
+5.45%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
15
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
1
Icon Advisers
Colorado
$2.79M
2
Wells Fargo
2
Wells Fargo
California
$42.9M
3
RCM
3
Rivernorth Capital Management
Florida
$1.24M
4
ICM
4
Ionic Capital Management
New York
$1.22M
5
1CP
5
1607 Capital Partners
Virginia
$39.9M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$24.7M
2
KIM
2
Karpus Investment Management
New York
$14.7M
3
GFM
3
Gramercy Funds Management
Connecticut
$0
4
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$801K
5
AA
5
AQR Arbitrage
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
APFBOT
26
Amica Pension Fund Board of Trustees
Rhode Island
$316K – – –
MIG
27
Mariner Investment Group
New York
$312K +$312K +30,532 New
MIC
28
Meridian Investment Counsel
California
$306K – – –
PAM
29
Peak Asset Management
Colorado
$296K -$136K -13,264 -31%
BBHC
30
Brown Brothers Harriman & Co
New York
$255K – – –
SRC
31
Shufro Rose & Co
New York
$251K +$251K +24,564 New
Morgan Stanley
32
Morgan Stanley
New York
$242K +$30.8K +3,006 +15%
Citigroup
33
Citigroup
New York
$193K -$195K -19,072 -50%
CT
34
CMT Trading
Illinois
$186K +$20K +1,959 +12%
DA
35
Doliver Advisors
Texas
$174K +$174K +17,067 New
SSWM
36
Smith Salley Wealth Management
North Carolina
$144K -$9.62K -945 -6%
UBS Group
37
UBS Group
Switzerland
$123K +$3.61K +353 +3%
WSFS
38
Wilmington Savings Fund Society
Delaware
$120K – – –
SCM
39
SOL Capital Management
Maryland
$115K -$6.78K -664 -6%
Truist Financial
40
Truist Financial
North Carolina
$112K – – –
M&T Bank
41
M&T Bank
New York
$103K -$1.39K -137 -1%
TAM
42
Tocqueville Asset Management
New York
$102K -$56.3K -5,542 -36%
FNBT
43
FineMark National Bank & Trust
Florida
$102K – – –
KLI
44
Kelman-Lazarov Inc
Tennessee
$72.7K -$18.6K -1,820 -20%
ARMT
45
Amica Retiree Medical Trust
Rhode Island
$50K – – –
BA
46
BlackRock Advisors
Delaware
$38K +$38K +3,705 New
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
$35K -$1.5K -144 -4%
ST
48
Smithfield Trust
Pennsylvania
$28K – – –
TJHA
49
Thomas J. Herzfeld Advisors
Florida
$24K – – –
JPMorgan Chase & Co
50
JPMorgan Chase & Co
New York
$18K – – –
1
2
3