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Hercules Capital
HTGC

Overview Fund Activity

179 hedge funds and large institutions have $385M invested in Hercules Capital in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 57 reducing their positions, and 31 closing their positions.

Holders
179
Holders Change
-4
Holders Change %
-2.19%
% of All Funds
3.62%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
27
Increased
66
Reduced
57
Closed
31
Calls
$3.29M
Puts
$4.16M
Net Calls
-$873K
Net Calls Change
+$218K

Top Buyers

1
Aberdeen Group
1
Aberdeen Group
United Kingdom
$7.92M
2
JAM
2
Jacobs Asset Management
New York
$2.89M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$16.6M
4
BlackRock
4
BlackRock
New York
$9.4M
5
Barclays
5
Barclays
United Kingdom
$1.48M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$32.4M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$562K
3
Assenagon Asset Management
3
Assenagon Asset Management
Luxembourg
$1.51M
4
Citadel Advisors
4
Citadel Advisors
Florida
$194K
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
MF
176
Manchester Financial
California
$3K 243 – –
VNA
177
Valley National Advisers
Pennsylvania
$2K 200 – –
TRCT
178
Tower Research Capital (TRC)
New York
$1K 49 -1,068 -96%
Millennium Management
179
Millennium Management
New York
– – -260,734 Closed
Arrowstreet Capital
180
Arrowstreet Capital
Massachusetts
– – -189,220 Closed
MWNA
181
Marshall Wace North America
New York
– – -136,090 Closed
ECM
182
ExodusPoint Capital Management
New York
– – -47,038 Closed
WAM
183
Wakefield Asset Management
Colorado
– – -44,186 Closed
Voloridge Investment Management
184
Voloridge Investment Management
Florida
– – -40,898 Closed
LCM
185
Laurion Capital Management
New York
– – -39,458 Closed
DIM
186
DC Investments Management
Virginia
– – -28,465 Closed
CANY
187
Caxton Associates (New York)
New York
– – -25,094 Closed
AA
188
ALPS Advisors
Colorado
– – -24,233 Closed
LNWWM
189
Laird Norton Wetherby Wealth Management
California
– – -23,067 Closed
TI
190
Trexquant Investment
Connecticut
– – -21,238 Closed
DTL
191
Dynamic Technology Lab
Singapore
– – -20,126 Closed
PP
192
Paloma Partners
Connecticut
– – -16,944 Closed
CBA
193
Coastal Bridge Advisors
Connecticut
– – -16,566 Closed
PWP
194
Principle Wealth Partners
Connecticut
– – -14,135 Closed
BRWM
195
B. Riley Wealth Management
Tennessee
– – -10,830 Closed
SS
196
Sunbelt Securities
Texas
– – -10,022 Closed
Macquarie Group
197
Macquarie Group
Australia
– – -7,218 Closed
Lazard Asset Management
198
Lazard Asset Management
New York
– – -7,000 Closed
WAM
199
Wolverine Asset Management
Illinois
– – -6,717 Closed
TI
200
tru Independence
Oregon
– – -2,000 Closed
5 6 7
8
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