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ALPS Advisors’s Hercules Capital HTGC Stock Holding History

ALPS Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-15,205
Closed -$286K – 1087
2025
Q4 		$286K Buy
+15,205
New +$274K ﹤0.01% 943
2025
Q1 		– Sell
-53,030
Closed -$1.07M – 1054
2024
Q4 		$1.07M Sell
53,030
-2,335
-4% -$45.6K 0.01% 467
2024
Q3 		$1.09M Buy
55,365
+7,090
+15% +$140K 0.01% 474
2024
Q2 		$987K Buy
48,275
+1,525
+3% +$29.3K 0.01% 468
2024
Q1 		$863K Buy
46,750
+7,650
+20% +$136K 0.01% 518
2023
Q4 		$652K Buy
39,100
+400
+1% +$6.33K 0.01% 570
2023
Q3 		$635K Sell
38,700
-3,800
-9% -$62.2K 0.01% 561
2023
Q2 		$629K Sell
42,500
-1,000
-2% -$13.7K 0.01% 569
2023
Q1 		$561K Hold
43,500
– – 0.01% 573
2022
Q4 		$575K Buy
43,500
+12,000
+38% +$163K 0.01% 563
2022
Q3 		$365K Buy
+31,500
New +$449K ﹤0.01% 671
2020
Q3 		– Sell
-24,233
Closed -$254K – 881
2020
Q2 		$254K Sell
24,233
-2,692
-10% -$27.3K ﹤0.01% 635
2020
Q1 		$206K Buy
+26,925
New +$352K ﹤0.01% 753

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ALPS Advisors's HTGC Position: Q1 2026 in Review

ALPS Advisors sold out of Hercules Capital (HTGC) in Q1 2026, closing a stake of 15,205 shares — an estimated $286K sold.

ALPS Advisors first reported a position in HTGC in Q1 2020 and held it in 13 quarters. The position peaked at $1.09M in Q3 2024. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • ALPS Advisors reported no remaining Hercules Capital position as of Q1 2026 after selling out during the quarter.
  • ALPS Advisors sold 15,205 Hercules Capital shares in Q1 2026, an estimated $286K.
  • ALPS Advisors first reported a position in Hercules Capital in Q1 2020 and held it in 13 quarters.
  • ALPS Advisors's Hercules Capital position peaked at $1.09M in Q3 2024.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on ALPS Advisors's 13F filing for Q1 2026, filed 8 May 2026.