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Wakefield Asset Management’s Hercules Capital HTGC Stock Holding History

Wakefield Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-44,186
Closed -$463K – 167
2020
Q2 		$463K Buy
44,186
+622
+1% +$6.31K 0.22% 124
2020
Q1 		$333K Buy
43,564
+5,761
+15% +$75.2K 0.18% 119
2019
Q4 		$530K Buy
+37,803
New +$526K 0.22% 123

Other funds holding HTGC

SAMH
Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Wakefield Asset Management's HTGC Position: Q3 2020 in Review

Wakefield Asset Management sold out of Hercules Capital (HTGC) in Q3 2020, closing a stake of 44,186 shares — an estimated $463K sold.

Wakefield Asset Management first reported a position in HTGC in Q4 2019 and held it in 3 quarters. The position peaked at $530K in Q4 2019. 179 funds tracked by Wall St. Rank hold HTGC as of Q3 2020.

  • Wakefield Asset Management reported no remaining Hercules Capital position as of Q3 2020 after selling out during the quarter.
  • Wakefield Asset Management sold 44,186 Hercules Capital shares in Q3 2020, an estimated $463K.
  • Wakefield Asset Management first reported a position in Hercules Capital in Q4 2019 and held it in 3 quarters.
  • Wakefield Asset Management's Hercules Capital position peaked at $530K in Q4 2019.
  • 179 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2020.

Based on Wakefield Asset Management's 13F filing for Q3 2020, filed 23 Oct 2020.