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Paloma Partners’s Hercules Capital HTGC Stock Holding History

Paloma Partners’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-16,944
Closed -$177K – 2252
2020
Q2 		$177K Buy
+16,944
New +$172K ﹤0.01% 1740
2014
Q3 		– Sell
-265,074
Closed -$4.28M – 1152
2014
Q2 		$4.28M Buy
+265,074
New +$3.88M 0.18% 131
2014
Q1 		– Sell
-15,250
Closed -$250K – 829
2013
Q4 		$250K Buy
+15,250
New +$246K 0.01% 849

Other funds holding HTGC

SAMH
Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Paloma Partners's HTGC Position: Q3 2020 in Review

Paloma Partners sold out of Hercules Capital (HTGC) in Q3 2020, closing a stake of 16,944 shares — an estimated $177K sold.

Paloma Partners first reported a position in HTGC in Q4 2013 and held it in 3 quarters. The position peaked at $4.28M in Q2 2014. 179 funds tracked by Wall St. Rank hold HTGC as of Q3 2020.

  • Paloma Partners reported no remaining Hercules Capital position as of Q3 2020 after selling out during the quarter.
  • Paloma Partners sold 16,944 Hercules Capital shares in Q3 2020, an estimated $177K.
  • Paloma Partners first reported a position in Hercules Capital in Q4 2013 and held it in 3 quarters.
  • Paloma Partners's Hercules Capital position peaked at $4.28M in Q2 2014.
  • 179 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2020.

Based on Paloma Partners's 13F filing for Q3 2020, filed 16 Nov 2020.