Caxton Associates (New York)’s Hercules Capital HTGC Stock Holding History

Caxton Associates (New York)’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-47,549	Closed	-$859K	–	634
2022 Q1	$859K	Buy	47,549 +16,726	+54%	+$294K	0.07%	136
2021 Q4	$511K	Hold	30,823	–	–	0.05%	269
2021 Q3	$512K	Buy	30,823 +16,214	+111%	+$276K	0.06%	198
2021 Q2	$249K	Buy	+14,609	New	+$250K	0.03%	365
2020 Q3	–	Sell	-25,094	Closed	-$263K	–	407
2020 Q2	$263K	Sell	25,094 -30,423	-55%	-$309K	0.02%	300
2020 Q1	$424K	Sell	55,517 -28,634	-34%	-$374K	0.08%	191
2019 Q4	$1.18M	Buy	84,151 +72,032	+594%	+$1M	0.16%	70
2019 Q3	$162K	Buy	+12,119	New	+$158K	0.03%	356
2019 Q2	–	Sell	-23,390	Closed	-$296K	–	462
2019 Q1	$296K	Buy	+23,390	New	+$298K	0.04%	255

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BTCPP

Border to Coast Pensions Partnership Leeds, United Kingdom $7.27B AUM 24.98% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Caxton Associates (New York)'s HTGC Position: Q2 2022 in Review

Caxton Associates (New York) sold out of Hercules Capital (HTGC) in Q2 2022, closing a stake of 47,549 shares — an estimated $859K sold.

Caxton Associates (New York) first reported a position in HTGC in Q1 2019 and held it in 9 quarters. The position peaked at $1.18M in Q4 2019. 249 funds tracked by Wall St. Rank hold HTGC as of Q2 2022.

Caxton Associates (New York) reported no remaining Hercules Capital position as of Q2 2022 after selling out during the quarter.
Caxton Associates (New York) sold 47,549 Hercules Capital shares in Q2 2022, an estimated $859K.
Caxton Associates (New York) first reported a position in Hercules Capital in Q1 2019 and held it in 9 quarters.
Caxton Associates (New York)'s Hercules Capital position peaked at $1.18M in Q4 2019.
249 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2022.

Based on Caxton Associates (New York)'s 13F filing for Q2 2022, filed 15 Aug 2022.