B. Riley Wealth Management’s Hercules Capital HTGC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2020
Q3
Sell
-10,830
Closed -$113K 458
2020
Q2
$113K Sell
10,830
-8,275
-43% -$86.3K 0.01% 395
2020
Q1
$146K Buy
19,105
+7,975
+72% +$60.9K 0.02% 458
2019
Q4
$156K Buy
+11,130
New +$156K 0.02% 372