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B. Riley Wealth Management’s Hercules Capital HTGC Stock Holding History

B. Riley Wealth Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-10,830
Closed -$113K – 458
2020
Q2 		$113K Sell
10,830
-8,275
-43% -$84K 0.01% 395
2020
Q1 		$146K Buy
19,105
+7,975
+72% +$104K 0.02% 458
2019
Q4 		$156K Buy
+11,130
New +$155K 0.02% 372

Other funds holding HTGC

SAMH
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T. Rowe Price Associates
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Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

B. Riley Wealth Management's HTGC Position: Q3 2020 in Review

B. Riley Wealth Management sold out of Hercules Capital (HTGC) in Q3 2020, closing a stake of 10,830 shares — an estimated $113K sold.

B. Riley Wealth Management first reported a position in HTGC in Q4 2019 and held it in 3 quarters. The position peaked at $156K in Q4 2019. 179 funds tracked by Wall St. Rank hold HTGC as of Q3 2020.

  • B. Riley Wealth Management reported no remaining Hercules Capital position as of Q3 2020 after selling out during the quarter.
  • B. Riley Wealth Management sold 10,830 Hercules Capital shares in Q3 2020, an estimated $113K.
  • B. Riley Wealth Management first reported a position in Hercules Capital in Q4 2019 and held it in 3 quarters.
  • B. Riley Wealth Management's Hercules Capital position peaked at $156K in Q4 2019.
  • 179 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2020.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.