Lazard Asset Management’s Hercules Capital HTGC Stock Holding History

Lazard Asset Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.35M	Buy	148,753 +24,400	+20%	+$379K	﹤0.01%	915
2026 Q1	$1.84M	Buy	+124,353	New	+$2.03M	﹤0.01%	934
2020 Q3	–	Sell	-7,000	Closed	-$73K	–	1663
2020 Q2	$73K	Hold	7,000	–	–	﹤0.01%	1102
2020 Q1	$53K	Hold	7,000	–	–	﹤0.01%	1153
2019 Q4	$98K	Hold	7,000	–	–	﹤0.01%	964
2019 Q3	$93K	Hold	7,000	–	–	﹤0.01%	979
2019 Q2	$89K	Hold	7,000	–	–	﹤0.01%	1100
2019 Q1	$88K	Hold	7,000	–	–	﹤0.01%	1042
2018 Q4	$77K	Hold	7,000	–	–	﹤0.01%	925
2018 Q3	$92K	Hold	7,000	–	–	﹤0.01%	919
2018 Q2	$88K	Hold	7,000	–	–	﹤0.01%	914
2018 Q1	$84K	Hold	7,000	–	–	﹤0.01%	902
2017 Q4	$91K	Hold	7,000	–	–	﹤0.01%	923
2017 Q3	$90K	Hold	7,000	–	–	﹤0.01%	829
2017 Q2	$92K	Hold	7,000	–	–	﹤0.01%	820
2017 Q1	$105K	Hold	7,000	–	–	﹤0.01%	845
2016 Q4	$98K	Hold	7,000	–	–	﹤0.01%	841
2016 Q3	$94K	Hold	7,000	–	–	﹤0.01%	832
2016 Q2	$86K	Hold	7,000	–	–	﹤0.01%	862
2016 Q1	$84K	Hold	7,000	–	–	﹤0.01%	842
2015 Q4	$85K	Hold	7,000	–	–	﹤0.01%	899
2015 Q3	$70K	Hold	7,000	–	–	﹤0.01%	898
2015 Q2	$80K	Hold	7,000	–	–	﹤0.01%	933
2015 Q1	$94K	Buy	7,000 +2,000	+40%	+$29.3K	﹤0.01%	922
2014 Q4	$74K	Hold	5,000	–	–	﹤0.01%	988
2014 Q3	$72K	Hold	5,000	–	–	﹤0.01%	899
2014 Q2	$80K	Hold	5,000	–	–	﹤0.01%	913
2014 Q1	$70K	Hold	5,000	–	–	﹤0.01%	886
2013 Q4	$82K	Hold	5,000	–	–	﹤0.01%	882
2013 Q3	$76K	Hold	5,000	–	–	﹤0.01%	847
2013 Q2	$69K	Buy	+5,000	New	+$65.1K	﹤0.01%	903

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Lazard Asset Management's HTGC Position: Q2 2026 in Review

Lazard Asset Management increased its Hercules Capital (HTGC) stake by 20% in Q2 2026, buying an estimated $379K and bringing the position to 148,753 shares worth $2.35M. The position accounts for ﹤0.01% of the portfolio, ranked #915.

Lazard Asset Management first reported a position in HTGC in Q2 2013 and has held it in 31 quarters since. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

Lazard Asset Management held 148,753 shares of Hercules Capital worth $2.35M as of Q2 2026.
Lazard Asset Management bought 24,400 Hercules Capital shares in Q2 2026, an estimated $379K.
Hercules Capital made up ﹤0.01% of Lazard Asset Management's portfolio in Q2 2026, its #915 holding.
Lazard Asset Management first reported a position in Hercules Capital in Q2 2013 and has held it in 31 quarters since.
331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Lazard Asset Management's 13F filing for Q2 2026, filed 14 Aug 2026.