Lazard Asset Management’s Hercules Capital HTGC Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-7,000	Closed	-$73K	–	1663
2020 Q2	$73K	Hold	7,000	–	–	﹤0.01%	1102
2020 Q1	$53K	Hold	7,000	–	–	﹤0.01%	1153
2019 Q4	$98K	Hold	7,000	–	–	﹤0.01%	964
2019 Q3	$93K	Hold	7,000	–	–	﹤0.01%	979
2019 Q2	$89K	Hold	7,000	–	–	﹤0.01%	1100
2019 Q1	$88K	Hold	7,000	–	–	﹤0.01%	1042
2018 Q4	$77K	Hold	7,000	–	–	﹤0.01%	925
2018 Q3	$92K	Hold	7,000	–	–	﹤0.01%	919
2018 Q2	$88K	Hold	7,000	–	–	﹤0.01%	914
2018 Q1	$84K	Hold	7,000	–	–	﹤0.01%	902
2017 Q4	$91K	Hold	7,000	–	–	﹤0.01%	923
2017 Q3	$90K	Hold	7,000	–	–	﹤0.01%	829
2017 Q2	$92K	Hold	7,000	–	–	﹤0.01%	820
2017 Q1	$105K	Hold	7,000	–	–	﹤0.01%	845
2016 Q4	$98K	Hold	7,000	–	–	﹤0.01%	841
2016 Q3	$94K	Hold	7,000	–	–	﹤0.01%	832
2016 Q2	$86K	Hold	7,000	–	–	﹤0.01%	862
2016 Q1	$84K	Hold	7,000	–	–	﹤0.01%	842
2015 Q4	$85K	Hold	7,000	–	–	﹤0.01%	899
2015 Q3	$70K	Hold	7,000	–	–	﹤0.01%	898
2015 Q2	$80K	Hold	7,000	–	–	﹤0.01%	933
2015 Q1	$94K	Buy	7,000 +2,000	+40%	+$26.9K	﹤0.01%	922
2014 Q4	$74K	Hold	5,000	–	–	﹤0.01%	988
2014 Q3	$72K	Hold	5,000	–	–	﹤0.01%	899
2014 Q2	$80K	Hold	5,000	–	–	﹤0.01%	913
2014 Q1	$70K	Hold	5,000	–	–	﹤0.01%	886
2013 Q4	$82K	Hold	5,000	–	–	﹤0.01%	882
2013 Q3	$76K	Hold	5,000	–	–	﹤0.01%	847
2013 Q2	$69K	Buy	+5,000	New	+$69K	﹤0.01%	903