DC Investments Management’s Hercules Capital HTGC Stock Holding History

DC Investments Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-28,465	Closed	-$298K	–	174
2020 Q2	$298K	Hold	28,465	–	–	0.11%	219
2020 Q1	$217K	Buy	28,465 +3,918	+16%	+$51.1K	0.18%	213
2019 Q4	$344K	Sell	24,547 -332	-1%	-$4.62K	0.26%	179
2019 Q3	$333K	Sell	24,879 -1,469	-6%	-$19.2K	0.19%	226
2019 Q2	$338K	Sell	26,348 -21,380	-45%	-$277K	0.19%	216
2019 Q1	$604K	Hold	47,728	–	–	0.38%	99
2018 Q4	$527K	Buy	47,728 +5,340	+13%	+$65.1K	0.43%	109
2018 Q3	$558K	Sell	42,388 -1,118	-3%	-$14.9K	0.38%	100
2018 Q2	$550K	Buy	+43,506	New	+$538K	0.35%	122

Other funds holding HTGC

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

DC Investments Management's HTGC Position: Q3 2020 in Review

DC Investments Management sold out of Hercules Capital (HTGC) in Q3 2020, closing a stake of 28,465 shares — an estimated $298K sold.

DC Investments Management first reported a position in HTGC in Q2 2018 and held it in 9 quarters. The position peaked at $604K in Q1 2019. 179 funds tracked by Wall St. Rank hold HTGC as of Q3 2020.

DC Investments Management reported no remaining Hercules Capital position as of Q3 2020 after selling out during the quarter.
DC Investments Management sold 28,465 Hercules Capital shares in Q3 2020, an estimated $298K.
DC Investments Management first reported a position in Hercules Capital in Q2 2018 and held it in 9 quarters.
DC Investments Management's Hercules Capital position peaked at $604K in Q1 2019.
179 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2020.

Based on DC Investments Management's 13F filing for Q3 2020, filed 4 Nov 2020.