HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $358M invested in Hercules Capital in 2015 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 54 increasing their positions, 47 reducing their positions, and 19 closing their positions.

Holders
140
Holders Change
-4
Holders Change %
-2.78%
% of All Funds
3.73%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
54
Reduced
47
Closed
19
Calls
$707K
Puts
$760K
Net Calls
-$53K
Net Calls Change
+$859K

Top Buyers

1
EAM
1
Edge Asset Management
Washington
$33.3M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$7.08M
3
BC
3
Brinker Capital
Pennsylvania
$3.89M
4
UBS Group
4
UBS Group
Switzerland
$23M
5
GIP
5
Granite Investment Partners
California
$4.85M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
MSA
2
Mason Street Advisors
Wisconsin
$0
3
Fiera Capital (Canada)
3
Fiera Capital (Canada)
Quebec, Canada
$0
4
BF
4
BOK Financial
Oklahoma
$0
5
CPIM
5
Columbia Partners Investment Management
Virginia
$4.4M
Name Market Value Shares Shares
Change 		Shares
Change %
STMM
101
South Texas Money Management
Texas
$164K 12,170 +12,170 New
YP
102
Yellowstone Partners
Idaho
$154K 11,418 -19,813 -63%
PNC Financial Services Group
103
PNC Financial Services Group
Pennsylvania
$153K 11,312 -1,667 -13%
CAN
104
Cetera Advisor Networks
California
$147K 10,918 -7,500 -41%
OC
105
Oppenheimer & Co
New York
$141K 10,450 -100 -0.9%
QIM
106
Quest Investment Management
Oregon
$135K 10,000 – –
LTFS
107
Ladenburg Thalmann Financial Services
Florida
$130K 9,654 +218 +2%
NSIM
108
North Star Investment Management
Illinois
$115K 8,500 – –
QT
109
Quantbot Technologies
New York
$105K 7,800 +7,800 New
Lazard Asset Management
110
Lazard Asset Management
New York
$94K 7,000 +2,000 +40%
Creative Planning
111
Creative Planning
Kansas
$91K 6,778 -1,061 -14%
AIM
112
Advantage Investment Management
Iowa
$82K 6,096 +1,896 +45%
HCM
113
Highlander Capital Management
New Jersey
$75K 5,532 – –
PI
114
PineBridge Investments
New York
$67K 4,965 +107 +2%
CCA
115
Catalyst Capital Advisors
New York
$56K 4,168 +2,000 +92%
CPIG
116
Chicago Partners Investment Group
Illinois
$54K 3,652 -332 -8%
KTC
117
Kistler-Tiffany Companies
Pennsylvania
$49K 3,663 – –
Bank of Montreal
118
Bank of Montreal
Ontario, Canada
$40K 3,000 -1,407 -32%
HNB
119
Huntington National Bank
Ohio
$27K 2,032 -100 -5%
RIA
120
Regal Investment Advisors
Michigan
$26K 1,900 +900 +90%
FMT
121
First Mercantile Trust
Tennessee
$25K 1,837 – –
Fifth Third Bancorp
122
Fifth Third Bancorp
Ohio
$21K 1,575 -136,434 -99%
WA
123
WFG Advisors
Texas
$13K 960 -514 -35%
JC
124
JBF Capital
Colorado
$13K 1,000 – –
SSG
125
Summit Securities Group
New York
$13K 1,000 +1,000 New
3 4
5
6 7