WFG Advisors’s Hercules Capital HTGC Stock Holding History

WFG Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	$122K	Sell	9,182 -21,892	-70%	-$304K	0.03%	484
2017 Q1	$470K	Buy	31,074 +625	+2%	+$9.16K	0.13%	181
2016 Q4	$430K	Buy	30,449 +20,499	+206%	+$279K	0.11%	222
2016 Q3	$135K	Sell	9,950 -1,250	-11%	-$16.7K	0.03%	457
2016 Q2	$139K	Buy	11,200 +2,000	+22%	+$24.3K	0.04%	420
2016 Q1	$110K	Buy	+9,200	New	+$102K	0.03%	449
2015 Q4	–	Sell	-350	Closed	-$4K	–	1611
2015 Q3	$4K	Buy	+350	New	+$3.97K	﹤0.01%	1304
2015 Q2	–	Sell	-960	Closed	-$13K	–	1730
2015 Q1	$13K	Sell	960 -514	-35%	-$7.53K	﹤0.01%	1122
2014 Q4	$22K	Buy	1,474 +811	+122%	+$12.2K	﹤0.01%	1182
2014 Q3	$10K	Sell	663 -4,173	-86%	-$66.1K	﹤0.01%	1494
2014 Q2	$78K	Sell	4,836 -122	-2%	-$1.79K	0.01%	748
2014 Q1	$70K	Sell	4,958 -12,197	-71%	-$191K	0.01%	769
2013 Q4	$281K	Buy	17,155 +16,820	+5,021%	+$271K	0.04%	437
2013 Q3	$5K	Hold	335	–	–	﹤0.01%	1733
2013 Q2	$5K	Buy	+335	New	+$4.36K	﹤0.01%	1663

Other funds holding HTGC

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

LSV Asset Management

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return