JBF Capital’s Hercules Capital HTGC Stock Holding History

JBF Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,000	Closed	-$13K	–	70
2017 Q2	$13K	Hold	1,000	–	–	﹤0.01%	100
2017 Q1	$15K	Buy	+1,000	New	+$14.7K	﹤0.01%	100
2016 Q3	–	Sell	-1,000	Closed	-$12K	–	92
2016 Q2	$12K	Hold	1,000	–	–	﹤0.01%	112
2016 Q1	$12K	Hold	1,000	–	–	﹤0.01%	125
2015 Q4	$12K	Hold	1,000	–	–	﹤0.01%	122
2015 Q3	$10K	Hold	1,000	–	–	﹤0.01%	125
2015 Q2	$12K	Hold	1,000	–	–	﹤0.01%	96
2015 Q1	$13K	Hold	1,000	–	–	﹤0.01%	63
2014 Q4	$15K	Buy	+1,000	New	+$15.1K	﹤0.01%	68

Other funds holding HTGC

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

JBF Capital's HTGC Position: Q3 2017 in Review

JBF Capital sold out of Hercules Capital (HTGC) in Q3 2017, closing a stake of 1,000 shares — an estimated $13K sold.

JBF Capital first reported a position in HTGC in Q4 2014 and held it in 9 quarters. The position peaked at $15K in Q1 2017. 150 funds tracked by Wall St. Rank hold HTGC as of Q3 2017.

JBF Capital reported no remaining Hercules Capital position as of Q3 2017 after selling out during the quarter.
JBF Capital sold 1,000 Hercules Capital shares in Q3 2017, an estimated $13K.
JBF Capital first reported a position in Hercules Capital in Q4 2014 and held it in 9 quarters.
JBF Capital's Hercules Capital position peaked at $15K in Q1 2017.
150 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2017.

Based on JBF Capital's 13F filing for Q3 2017, filed 13 Nov 2017.