JBF Capital’s Hercules Capital HTGC Stock Holding History

JBF Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,000	Closed	-$13K	–	70
2017 Q2	$13K	Hold	1,000	–	–	﹤0.01%	100
2017 Q1	$15K	Buy	+1,000	New	+$14.7K	﹤0.01%	100
2016 Q3	–	Sell	-1,000	Closed	-$12K	–	93
2016 Q2	$12K	Hold	1,000	–	–	﹤0.01%	112
2016 Q1	$12K	Hold	1,000	–	–	﹤0.01%	125
2015 Q4	$12K	Hold	1,000	–	–	﹤0.01%	122
2015 Q3	$10K	Hold	1,000	–	–	﹤0.01%	125
2015 Q2	$12K	Hold	1,000	–	–	﹤0.01%	96
2015 Q1	$13K	Hold	1,000	–	–	﹤0.01%	63
2014 Q4	$15K	Buy	+1,000	New	+$15.1K	﹤0.01%	68

Other funds holding HTGC

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return